Delay in Delivery: A postcard sent by Duchamp in 1933


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Man Ray,Kiki, 1924arcel Duchamp à Paris,
1931
1.Man Ray,Kiki, 1924
2.Marcel Duchamp à Paris,
1931

In October 1933 Duchamp met with Nina and Wassily Kandinsky in Paris. They knew each other through Katherine Dreier who was close to both artists. Duchamp and the Kandinskys decided to send her a postcard. Dreier received the message in New York and the postcard eventually ended up in her archives which, after her death, became part of the Beinecke Rare Book and Manuscript Library at Yale University.

Almost sixty-five years later, in the summer of 1998, I came across the postcard among the hundreds of pages of correspondence between Dreier and Duchamp. In retrospect it’s hard to say if I found out immediately what the problem was in the image of the postcard (showing a bar-restaurant in Paris). Probably I didn’t. I made a copy that accompanied me back to Europe. Only weeks later, while concentrating on the image, it became clear to me that one of the figures in the postcard could well be Marcel Duchamp himself.

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As a matter of fact, this discovery opened a whole new perspective. There is a strong similarity between the profile of the man in the postcard and some Duchamp photographs we know from 1919-1920, showing him with a short haircut. I found out that the bar-restaurant Oasis really existed, but the problem is that the place was only founded in the late twenties. There are only two ways of dealing with this contradiction in time: whether all this is based on a remarkable coincidence or whether the postcard is the product of an extremely precise collage.


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Close-up View of the Postcard, 1933

Close-up View of the Postcard, 1933

In support for the last thesis, one could consider that the postcard must have been produced between 1928 and 1933. During this period Duchamp worked on the Green Box. This project included on the one hand the fact that he had to dig in his old boxes and on the other hand that he got involved with printing and photography.
Another consideration makes it hard to believe that we deal with a coincidence.
At one point, the bar-restaurant Oasis was owned by nobody else than Man Ray’s favorite model Kiki de Montparnasse. Billy Klüver, who wrote an extensive study on Kiki, believes that the woman in the main focus of the postcard is Kiki herself. During the Harvard symposium “Methods of Understanding in Art and Science: The Case of Duchamp and Poincaré” (November 5-7, 1999) Arturo Schwarz confirmed that, in his opinion, the two people sitting on the stools at the bar of Oasis are indeed Marcel Duchamp and Kiki de Montparnasse.

Berlin, April 2000.

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  • Man Ray, Noire
et Blanche, 1926
    Man Ray, Noire
    et Blanche
    , 1926
  • Marcel Duchamp,Tonsure, 1919
© 2000 Succession Marcel Duchamp, ARS, N.Y./ADAGP,
Paris.Marcel Duchamp,Tonsure, 1919
    © 2000 Succession Marcel Duchamp, ARS, N.Y./ADAGP,
    Paris.
  • Man Ray, Kiki
de Montparnasse, 1922Man Ray, Kiki
    de Montparnasse
    , 1922





Marcel Duchamp’s Three Threads


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Duchamp

1999 Succession Marcel
Duchamp, ARS, N.Y./ADAGP, Paris.

In 1963 the Pasadena Art Museum in California presented Marcel Duchamp’s first retrospective exhibition. Organized by the young curator Walter Hopps, this exhibition introduced, for the fist time, Duchamp’s works to the West Coast’s spectators and artists. The exhibition space was designed according to themes based on Duchamp’s works. His early Cubist-influenced paintings(including two versions of Nude Descending A Staircase, 1911-12) were shown in one room, and a replica of The Bride Stripped Bare by Her Bachelors, Even, 1915-23, was shown in another room with some of Duchamp’s ready-mades (such as Fountain, Paris Air,and Traveler’s Folding Item). The exhibition’s announcement implicitly mentioned an ongoing Duchamp project (which was, in fact, Étant Donnés, Duchamp’s famous posthumous work,revealed to the public after his death) but no evidence of this project was displayed at the exhibition.
(1)

Juan Antonio Ramírez,Professor of Art History at the Universidad Autónoma de Madrid and author of several books on art, architecture and film, has written Duchamp: love and death, even along the same themes as the Pasadena Art Museum’s retrospective, with an interesting and telling twist of perspective. The book focuses on three topics: Duchamp’s readymades, The Bride Stripped Bare by Her Bachelors, Even,and Étant Donnés. In the last chapter, the book provides an appendix addressing Duchamp’s early paintings. A shift has been made from the importance of his early work (so carefully spotlighted in the retrospective exhibition) to the profound importance of Duchamp’s final piece.


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Fountain, 1917

©1999 Succession Marcel
Duchamp, ARS, N.Y./ADAGP, Paris.

First, Ramírez addresses the readymades and describes a “readymade” as a work of art that has been, prior to the artist’s handling, “‘already-made,’ or previously produced. The artist does not create, in the traditional sense of the word, but chooses from among the objects of the industrial world or (to a lesser degree) the world of nature.” Ramírez then summarizes Duchamp’s readymades according to their “degree of rectification,” the “complexity of the assemblage” and the “degree of necessity for manipulation […] and structure.”(2)Here, Ramírez tries to link the concept of the readymade to industrial production by highlighting the technical and material aspects of the readymade. On the other hand, he also suggests there is a sensual quality to the readymade. The form of the readymade renders its industrial counterpart an aesthetic sense, even an erotic one. Therefore, the readymade, for the author, presents us with a double character, showing us both industrial significance and erotic pleasure.


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Large Glass, 1915-23

©1999 Succession Marcel
Duchamp, ARS, N.Y./ADAGP, Paris.

Following this,Ramírez spends two chapters discussing Duchamp’s The Bride Stripped Bare by Her Bachelors, Even. Chapter Two begins the topic from the bachelor section of The Bride Stripped Bare by Her Bachelors,Even and Chapter Three moves to the section of the bride. By referring to notes in the Green Box, the author explicates the functions of the mechanical apparatuses in the bachelor section. For example, he gives a detailed chart showing the elements and significance of the malic moulds. The author compares Duchamp’s apparatuses with those of the industrial culture of that time, and he indicates that these industrial designs inspired Duchamp.


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Note from Green Box, 1934

©1999 Succession Marcel Duchamp,
ARS, N.Y./ADAGP, Paris.

The bachelor section illuminates a precise and solid blue print of a mechanical device which reveals a masculine sense. In opposition to this masculine sense,the bride section conveys a feminine sense. The left side of Female Pendant (“Bride Hanging” or, the top portion of The Bride Stripped Bare by Her Bachelors, Even) in 1913 shows a female figure, and the composition of this female figure echoes the optical concern in Oculist Witness of the bachelor section.(3) Ramírez further suggests that a transparent body is contained in the area known as the Milky Way of the bride’s section. “The human being with his halo can be contained within the cinematic expansion [otherwise known as the Milky Way] of the bride.” Finally, an electronic circulation between the bride and the bachelor functions according to the devices of Tender of Gravity, Tripod, Rod,and Black Ball. This circulation implies, perhaps, the sexual relationship between woman and man (the bride and the bachelor).


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Note from Green Box, 1934
©1999 Succession Marcel
Duchamp, ARS, N.Y./ADAGP, Paris.

In chapters four and five, the author undertakes the shift from The Bride Stripped Bare by Her Bachelors, Even to Duchamp’s most secretive work, ÉtantDonnés. According to a Green Box note, Ramírezdraws a possible link between these major pieces.(4)He believes that Étant Donnés continues what Duchamp didn’t finish in The Bride Stripped Bare by Her Bachelors, Even.Also, Ramírez shows how several of Duchamp’s early works relate to Étant Donnés. La Bagarre d’Austerlitz (1921), for instance, corresponds to the Spanish wooden door of Étant Donnés. He surveys Duchamp’s oeuvre and finds direct inspiration for the design of not only the door, but also the brick wall, landscape, table, electrical installation, and female torso in Étant Donnés. Ramírez elaborates upon the construction of Étant Donnés in detail.


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Etant donnés,  1946-1966

©1999 Succession Marcel
Duchamp, ARS, N.Y./ADAGP, Paris.

Both Maria Martins and Teeny Duchamp served as models for the piece and Ramírez asserts that Étant Donnés was begun as a result of the erotic influence of Martins upon Duchamp.(She was later “displaced”by Teeny Duchamp.) The author places the composition of the female torso of Étant Donnés into the context of some nineteenth-century figurative paintings and twentieth-century surrealist works. The works of Jean Léon Gerôme, Courbet, and Cézanne, for example, directly or indirectly influenced Duchamp’s design of the female figure. Also, the photos of Man Ray and Hans Bellmer and the paintings of Magritte, Max Ernst and Paul Delvaux evoke a female figure, similar to the one in Étant Donnés, which epitomizes surrealist fascination with the erotic and the sexual.

In the last chapter,Ramírez introduces Duchamp’s earliest eight paintings: Landscape
in Blainville
(1902), Nude in Black Stockings (1910), Portrait of Dr. Dumouchel (1910), Paradise (1910-11), Spring(1911), Dulcinea (1911), Coffee Mill (1911), Nude
Descending a Staircase No. 2
(1912), and The King and Queen Surrounded by Swift Nudes (1912). These paintings, created during Duchamp’s Paris period before 1912, show the influence of late-Impressionism, Symbolism, Fauvism, and Cubism on his early career. Ramírezdescribes and captures Duchamp’s growth as an artist during this time,noting that, finally in 1912, with Queen Surrounded by Swift Nudes, “Duchamp had exhausted the possibilities of this thousand-year-old art form at the same rapid pace as his nudes – that is to say, vertiginously.”


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Three Standard Stoppages, 1913-14

©1999 Succession Marcel
Duchamp, ARS, N.Y./ADAGP, Paris.


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Note for The Large Glass
©1999 Succession Marcel
Duchamp, ARS, N.Y./ADAGP, Paris.

In Duchamp: love and death, even, Ramírez fails to deal with several key points. He classifies Trois stoppages (“Three Standard Stoppages”) of 1913-14 as a readymade while most Duchamp scholars don’t attribute the work as a readymade. Duchamp explained the process of this work to Richard Hamilton: “Three canvases were put on long stretchers and painted Prussian blue. Each thread was dropped on a canvas and varnish was dropped on the thread to bond it on a canvas. The canvases were later cut from the stretchers and glued down onto strips of plate glass.”(5) Trois stoppages, in this sense, is Duchamp’s experimentof chance, not a readymade. Second, Ramírez draws a direct link between the female figure (called the “Sacrificial Dummy” in his book) and Duchamp’s intimate relationship with Maria Martins. In fact, Duchamp already had a similar idea in mind, and it appears in note 142 of the Green Box.In the note, there is a figure’s head and the inscription: Give The  Object., considered in its physical appearance. (color, mass, form.)/define (graphically i.e. by means of pictorial conventions). the mould of the object./By mould is meant: from the pt. Of view of form and color.(6) So perhaps Martins is not the key to Duchamp’s ideas about designing a female figure.


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Soft Toilet, 1966

Claes Oldenburg, Soft Toilet, 1966

On the other hand,Ramírez offers some convincing and intriguing interpretations of Duchamp’s art. He shows that Duchamp’s experience of life does not tie in with his final creation and that love, intellectual rigor and sense of humor play out as the three threads that shape the core of Duchamp’s works. Furthermore, because Duchamp’s art reflects his particular interest in industrial culture and society, Duchamp challenges the orthodox discourse of traditional art and builds a provocative route for the modern art that later prompts the emerging of contemporary art in the 1960’s and 70’s. Duchamp’s oeuvre maps the avant-garde art and establishes him as one of the most important figures of twentieth-century art and culture.


Notes :

Footnote Return 1. The whole announcement is folded in half. The front view shows Duchamp looking at the viewer and standing close to a door as if he is entering a room from outside. The door is reminiscent of Duchamp’s Door: 11, rue Larrey, 1927. The design of the back view, showing a hole, foreshadows Duchamp’s two peep holes on the door of Étant Donnés.

When Hopps was working on the exhibition, he had an interview with Duchmap. He asked Duchamp: “If there were something you had been working on privately,would this have been the show that you would have wanted it to be seen in?” And then Hopps noted: “After this exchange, I was quite convinced in my own mind that time would turn up something important,as indeed it did.” (Bonnie Clearwater ed., West Coast Duchamp,Florida: Grassfield Press, 1991, p. 121.)

Later, Hopps realized nof course that Duchamp had been secretly working on Étant Donnés.

Footnote Return 2. The readymadesare examined under “technical aspects and materials,” “geometrical and/or speculative aspects,” “erotic significance,” “relations with the large glass,” “other aspects.”

Footnote Return 3. According to the note in the Green Box, it says that “this angle will express the necessary and sufficient twinkle of the eye.” (Author’s italics.)

Footnote Return 4. Étant Donnés: 1. La chute d’eau, 2. Le gaz d’éclairage.

Footnote Return 5. Richard Hamilton, The Almost Complete Works of Marcel Duchamp(London: the Arts Council of Great Britain, 1966), 48.

Footnote Return 6. Arturo Schwarz ed., Marcel Duchamp: Notes and Projects for The Large Glass (New York: Harry Abrams Inc., 1969), 210.




Marcel Duchamp and Glass


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Vogue, July 1945

Illustration 1.
Detail of the cover of
Vogue magazine (July 1945),
showing parts of Duchamp’s
Large Glass
in the foreground

I. CRACKS
Cracks travel, but never in a straight line. They are always slightly deflected, but a crack that starts at one edge of a sheet of glass will hardly ever stop until it reaches another edge. Cracks in glass have virtually no physical dimension. They are breaks in the molecular structure made visible. Marcel Duchamp loved cracks (figure 1). For several years Duchamp was a glass painter, and three of his four works in this medium are shattered. He would say that these transparent paintings were not broken but merely “wrinkled,” and even enhanced, or “brought back into the world,” by the new linear designs that accidental falls or jolts had imposed upon them.(1)Duchamp never acknowledged that this breakage was a part of his intention. Instead he gave two different explanations for his decision to work on such a fragile ground.

Firstly, when Cabanne asked “How did the idea of using glass come to you?” Duchamp replied, “Through color. When I painted, I used a big thick glass as a palette and, seeing the colors from the other side, I understood there was something interesting from the point of view of pictorial technique. After a short while, paintings always get dirty, yellow or old because of oxidation. Now, my own colors were completely protected, the glass being a means for keeping them both sufficiently pure and unchanged for rather a long time.”(2)

Even as he was turning his back on the medium, Duchamp remained surprisingly curious about oil paint. It would be a messy and disruptive maneuver to invert a palette, because a sheet of glass on a painter’s table is the field of action, encumbered with his tools. It supports his brushes and palette knives, jars of medium and turpentine, and mounds of wet or drying colors. Most artists have never thought of turning over their palettes to consider fresh paint from behind. But Duchamp investigated paint, wet paint, and went to great lengths to study and preserve it. He tried to trap ponds of fresh oil color against the glass within boundaries of lead wire. He sealed these from behind with lead foil. But his experiments failed. The paint did not stay fresh, but, in many places, reacted with the foil, turned into a powdery cake, and discolored badly.

Duchamp’s second stated reason for working on glass was very different. He was concerned, not with color, or the technical properties of oil paint, but with space. When pressed by Cabanne, “The glass has no other significance?” Duchamp replied, “No, no, none at all.” Then, without skipping a beat, he offered another significance: “The glass, being transparent, was able to give its maximum effectiveness to the rigidity of perspective.”(3) The transparency of glass offered a means of interjecting a painted image into the space of a room. But, for many reasons related to the rules of single-point perspective, The Large Glass can never work this way. Anyone who has seen it, or any of its full-scale reproductions, knows that the Bachelor Machine always looks flat, distorted and out of place in any gallery configuration. It hangs there, an artifice in space.


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Nine Malic Moulds, 1914-15

Illustration 2.
© 1999 Succession Marcel
Duchamp, ARS, N.Y./ADAGP, Paris.
Nine Malic Moulds
, 1914-15

Duchamp’s ideas about color and space in his works on glass remained unrealized. He could have pursued them, but chose not to. What interested him most was not the material’s transparency, or its ability to seal and preserve, but its fragility. Nine Malic Molds (figure 2), was the first glass to be broken. Someone propped it up against an easy chair in Arensberg’s apartment to study it, not noticing the castors on the chair’s feet. Someone else approached from the opposite side and rolled the chair away. The glass fell and shattered. Although the carpet on the floor could not cushion the blow, its pile did keep the splinters from scattering. Duchamp was present. He must have kept everyone calm. The breakage of his glasses had begun, and would continue for a decade.

Duchamp derived great pleasure from repairing these glasses, or “bringing them back into the world,” each in its turn completed with a web of cracks. He expressed these feelings emphatically to James Johnson Sweeney, standing before the The Large Glass in the Philadelphia Museum of Art: “The more I look at it the more I like the cracks: they are not like shattered glass. They have a shape. There is a symmetry in the cracking, the two crackings are symmetrically arranged and there is more, almost an intention there, an extra- a curious intention that I am not responsible for, a ready-made intention, in other words, that I respect and love.”(4)

II. SCRATCHES


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The Last Supper, 1498
Illustration 3.
detail of Leonardo da
Vinci’s The Last Supper, 1498

In 1910 Marcel Duchamp and his brother Jacques Villon studied the Treatise on Painting
by Leonardo da Vinci in its new French translation.(5)
They noted passages on perspective in which da Vinci advises young painters to make studies on sheets of glass set up before a landscape. By looking through the glass like a window, for example, and tracing a row of trees regularly spaced at the edge of a field, a novice could investigate the rate at which objects appear to diminish in size as they recede into the distance. But da Vinci never recommended using glass as a ground for a finished painting. It would never last. When da Vinci, elsewhere in the book, addressed the question of permanence, he gives the following prescription: “A painting made on thick copper, covered with white enamel, then painted upon with colors of enamel, returned to the fire, and fused, is more durable than sculpture.”(6)


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The Last Supper, 1498

Illustration 4.
Detail of Leonardo da
Vinci’s The Last Supper, 1498

A picture made this way would be impervious to cracks, scratches or virtually any kind of wear and tear. But da Vinci himself never used a fired enamel technique, or if he did, his works in the medium have been lost and forgotten. His largest and most influential painting, by contrast, is so fragile that, even as it was being created, it started to disintegrate. The Last Supper, executed in a mysterious tempera technique on a layer of pitch mixed with gesso, immediately began to separate from the wall and fall away (figure 3 and 4). Soon after da Vinci’s death, patches of mold appeared, and the surface was attacked from behind by salts and moisture, which seemed to ooze out of the mortar in the wall. Seen at close range, all that was left was a field of blots. Restoration efforts were initiated at once and continued, with limited success, to the present day. But as the physical painting faded away, the image of The Last Supper gathered force and grew more complex in the minds of those who traveled to Milan to see it. In 1850 Theophile Gautier wrote: “The first impression made by the marvelous fresco is in the nature of a dream. All trace of art has disappeared; it seems to float on the surface of the wall, which absorbs it as a light vapor. It is the ghost of a painting, the specter of a masterpiece returned to earth.”
(7)
The wreck of an artwork can take on a dramatic life of its own, like a play with many acts over time as accidents accumulate and deterioration continues. Marcel Duchamp noticed this process, became its student and critic, and learned to make use of it for his own purposes. He saw America as a wide-open landscape, free from the obstacles of battered relics. Europe, however, was crowded with churches and museums stuffed to their roof-lines with old war-horses. He told Calvin Tomkins that the European terrain made life difficult for its young, independent-minded artists: “When they come to produce something of their own the tradition is indestructible. They’re up against all those centuries and all those miserable frescoes which no one can even see any more – we love them for their cracks.”(8)


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Nine Malic Moulds, reproduction, 1938

Illustration 5.
© 1999 Succession Marcel
Duchamp, ARS, N.Y./ADAGP, Paris. Nine
Malic
Moulds, reproduction
for the ‘Boîte,’ 1938


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Large Glass print, 1929
Illustration 6.
© 1999 Succession Marcel Duchamp,
ARS, N.Y./ADAGP, Paris. Reversed
print of The Large Glass
with cracks numbered to make the
stencils which transferred them to
the celluloid prints for the ‘Boîte,’ 1939

So Duchamp took a lesson from history. He set up in the New World, in Philadelphia, his own bettered relic, the masterwork of a tradition with no past that leads nowhere. It is indestructible precisely because it is so fragile. In the late 1930s, Duchamp’s glass paintings took on another life as miniatures in his portable museum, the Boîte-en-Valise. He had three of them printed on sheets of celluloid, the clear plastic that, when coated with light sensitive silver salts, becomes photographic film. Celluloid serves as a good stand-in for glass in miniature, except for one property – it is very flexible, and cannot be cracked. In his reproductions of the glasses the component that Duchamp fretted over longest was the network of cracks. He wanted it reproduced as accurately as possible. Photographic cracks, printed in black ink as part of the image, would not suffice. Fortunately celluloid scratches easily. Duchamp made from acetate two miniature scratching stencils, with cuts that follow the breaks in Nine Malic Moulds and The Large Glass (figures 5 and 6). Each of the 300 reproductions was scratched by hand with an etching needle. The surfaces of the miniature glasses were interrupted. They were as good as broken.


Notes :

Footnote Return 1. Lawrence Steefel writes “As Duchamp remarked to me in 1965 the cracks brought the glass back into the world. When asked where it had been before this he threw up his hands and laughed.” Lawrence Steefel,The Position of La Mariée Mise à Nu Par Ses Célibataires Même (Anne Arbor: Xerox University Microfilms, 1975 [1960]), 22.

Footnote Return 2. ierre Cabanne, Dialogues with Marcel Duchamp (New York: Viking Press, 1977), 41.

Footnote Return 3. Ibid., 41.

Footnote Return 4. Michel Sanouillet and Elmer Peterson, The Writing of Marcel Duchmap (New York: Da Capo Press, 1989 [1973]), 127.

Footnote Return 5. Mention of the Duchamp brothers’ encounter with Josephin Peladan’s version of Leonardo’s Treatise on Painting (see footnote 6) occurs in many places. Among them are: William Agee, Raymond Duchamp-Villon (New York: Walker, 1967), 50; Pierre Cabanne, The Brothers Duchamp (Boston: New York Graphic Society, 1976), 8, 74, 86; William Camfield, Francis Picabia (Princeton: Princeton University Press, 1979), 24, 36; Alice Goldfarb Marquis, Marcel Duchamp: Eros, c’est la vie (Troy: Whitston Publishing, 1981), 132; Linda Henderson, The Fourth Dimension and Non-Euclidean Geometry in Modern Art (Princeton: Princeton University Press, 1983) 66n; Linda Henderson, Duchamp in Context (Princeton: Princeton University Press, 1998), 72, 188; Daniel Robbins ed., Jacques Villon (Cambridge: Harvard University Press, 1976), 49; Calvin Tomkins, Duchamp (New York: Henry Holt, 1996), 457.

Footnote Return 6. Josephin Peladan, translator and editor, Leonard de Vinci, Traite de from A. Philip McMahon, Treatise on Painting by Leonardo da Vinci (Princeton: Princeton University Press, 1956), 33.

Footnote Return 7. Quoted in A. Richard Turner, Inventing Leonardo (Berkeley: University of California Press, 1992), 101.

Footnote Return 8. Calvin Tomkins, The Bride and the Bachelors (New York: Viking Press, 1965), 66.




“Fountain” avant la Lettre


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Fountain, 1917

© 1999 Succession Marcel Duchamp,
ARS, N.Y./ADAGP, Paris.
Marcel Duchamp, Fountain,
1917 (Photograph by Alfred Stieglitz).

In his as yet unpublished article “Duchamp’s New Leap,” on Duchamp’s Given, the infrathin and the readymades, Juan José Gurrola draws our attention to the following quotation in Norbert Elias’ The Civilizing Process of 1939 which we thought too amusing not to share with our readers. The quote is taken from a letter written by Madame du Deffand to Madame de Choiseul in 1768:

“I should like to tell you, Dear grandmother, as I told the Grand Abbé, howgreat was my surprise when a large bag from you was brought to meat my bed yesterday morning. I hasten to open it, put in my hand and find some green peas…and then a vase…that I quickly pull out: it is a chamber pot. But of such beauty and magnificence, that my people say in unison that it ought to be used as a sauce boat.The chamber pot was on display the whole of yesterday evening and was admired by everyone. The peas…till not one was left.”


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Chamber Pot, ca. 1750

Chamber Pot, ca. 1750

(“Je voudrais, chère grand’mamam, venir peindre, ainsi qu’au grand qu’au grand-abbé, qu’elle fut ma surprise, quand hier matin on m’apporte, sur mon lit, un grand sac de votre part. Je me hâte de l’ouvrir, j’y fourre la main, j’y trouve des petits pois…et puis un vase…je le tire bien vite: c’est un pot de chambre. Mais d’une beauté, d’une magnificence telles, que mes gens tout d’une voix disent qu’il en fallait faire un saucière. Le pot de chambre a été en représentation hier toute la soirée et fit l’admiration de tout le monde. Les pois…furent mangés sans qu’il en restât un seul.”)

See Norbert Elias’sThe Civilizing Process (Urizen: New York, 1978), pages 133-134,279. The letter serves as an example for ‘changes in attitude towardthe natural functions.’




“Faucon” or “Perroquet”? A Note on Duchamp’s Morceaux choisis d’après Courbet


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Morceaux choisis d'après Courbet, 1968
Illustration 1.
© 1999 Succession Marcel
Duchamp, ARS, N.Y./ADAGP, Paris.
Morceaux choisis d’après Courbet, 1968


click to enlarge
Woman with White Stockings
Illustration 2.
Gustave Courbet, Woman with
White Stockings,
1861
Woman Holding a Parrot
Illustration 3.
Gustave Courbet, Woman
Holding a Parrot,
1866

I have always thought that the bird in Duchamp’s 1968 etching, Morceaux Choisis d’Après Courbet,looks odd (Illustration 1). To me, the bird more resembles a parrot, or perhaps a pigeon,than a falcon (faucon in French). The bird is taken to be a faucon because Duchamp explained to Arturo Schwarz that “he’s curious, and furthermore he’s a falcon, which in French yields an easy play on words; so that here you can see a faux con and a real one.”(1) I have tried to confirm my suspicions by looking at stuffed birds in science museums, at real birds in zoos, and at drawings and photographs of birds in guide books. To me, Duchamp’s bird just doesn’t look like a falcon or any other bird of prey. The beak is too small, the sitting position is too upright, the body is too slender, the eye is too small and vacuous, the feet are too unlike talons, etc. To be sure, it is not impossible to see a falcon in Duchamp’s etching, but I think there is room for doubt about the bird’s identity.(2) As an alternative, we can read a dual-language pun in addition to the faucon/faux con suggestion made by Duchamp himself. Namely, we can interpret the image in terms of its being a “false” image, a “con” in the sense of a confidence game. The faux/con in this latter connotation would “parrot” a falcon.


click to enlarge
Pollyperruque
Illustration 4.
© 1999 Succession Marcel
Duchamp, ARS, N.Y./ADAGP, Paris.
Pollyperruque, 1967

In addition to Woman with White Stockings (Illustration 2), the painting that Duchamp reworks in the print, there is another of Courbet’s paintings, Woman Holding a Parrot (Illustration 3), that is often compared with the nude in Duchamp’s last piece, Given: 1st, the Waterfall; 2nd, the Illuminating Gas. (3)(It was the then still secret last piece that Duchamp apparently intended to index with the print, where the bird takes the place of the viewer at the peepholes in the assemblage.) The various connections in the complex, voyeuristic matrix of possible meanings involving parrots and nude women in these works indicate that Duchamp was concerned with “looking” and “interpreting.”(4) He manipulates the viewer’s gaze.


click to enlarge
Bird Illustrations
Illustration 5.
Bird Illustrations

Notice also that the nude in Duchamp’s etching looks at her stockings rather than directly at the viewer as she does in Courbet’s original painting. Given Duchamp’s changes, the viewer of the etching can be taken as a kind of dupe, a pigeon, who can be made to misconstrue a falcon. Considering Duchamp’s interest in perceptual matters, it is possible that he was familiar with, or interested in, psychology experiments involving perceptual set.(5)Expectation can lead to very different perceptions, especially when the stimulus is labile. As has been pointed out by a number of scholars,including Stephen Jay Gould and Rhonda Roland Shearer in a recent essay (6), Duchamp was clearly up to something in the domain of “looking” and “not looking.” There is still a great deal of material in Duchamp’s oeuvre that deserves to be looked at again, and again, from various points of view.


Notes :

 

Footnote Return 1. Arturo Schwarz, The Complete Works of Marcel Duchamp 3rd ed.(New York: Delano, 1997), 2:885.

Footnote Return 2.Thomas Girst has pointed out to me that, in the page of bird illustrations that Duchamp used as a source for his 1967 collage Pollyperruque(see Schwarz, 2: 871, for a discussion of this work) (figure 4), there is a “faucon,” mirror-reversed from Duchamp’s, that is not wholly unlike the image in the etching. To my eye, however, the differences are greater than the similarities. Girst also reminds me that the source for Pollyperruque was identified by Thomas Zaunschirm in his Marcel Duchamps Unbekanntes Meisterwerk (Klagenfurt, Austria: Ritter, 1986), 101 (figure 5). Zaunschirm also discusses Duchamp’s etching (pp.92-93), but he does not connect it with Pollyperruque. Carol James has discussed both Pollyperruque and Morceaux choisis d’après Courbet in her essay “An Original Revolutionary MessagerieRrose, or What Became of Readymades,” in The Definitively Unfinished Marcel Duchamp, ed. Thierry de Duve (Cambridge: MIT Press, 1991),277-96. James does not compare the two works in her text, but images of them are reproduced on facing pages. I am also indebted to Girst for pointing out that Juan Antonio Ramírez has discussed Duchamp’s collage and etching in his recent book, Duchamp: Love and Death, Even,trans. Alexander R. Tulloch (London: Reaktion Books, 1998), 214-16.Ramírez, apparently following Carol James’s implicit comparison, argues that “the supposed falcon (faucon) in the foreground was taken from the parrot of Pollyperruque, a 1967 readymade.” Here too,even though I’m arguing that Duchamp’s bird resembles a parrot, I think the differences between the bird in the etching and the parrots in Pollyperruque are greater than the similarities.

Footnote Return 3.See, for example, Hellmut Wohl, “Duchamp’s Etchings of Large Glass and The Lovers,” in Marcel Duchamp: Artist of the Century, ed. Rudolf Kuenzli and Francis M. Naumann (Cambridge: MIT Press: 1989),175-76.

Footnote Return 4.In this context, the general surrealist strategy of juxtaposing unlikely items comes to mind. For example, Joan Miró’s Object, 1936, has a stuffed parrot and woman’s leg with white stocking suspended in a keyhole-like opening.

Footnote Return 5.See, for representative examples, see E. G. Boring, “A New Ambiguous Figure,” American Journal of Psychology 42 (1930): 444-45; J.S. Bruner and A. L. Minturn, “Perceptual Identification and Perceptual Organization,” Journal of General Psychology 53 (1955): 21-28.

Footnote Return 6. Stephen Jay Gould and Rhonda Roland Shearer “Boats and Deckchairs” ToutFait 1, no. 1 (December 1999), www.toutfait.com/duchamp.jsp?postid=757&keyword=.




“Desperately Seeking Elsie” Authenticating the Authenticity of L.H.O.O.Q.‘s Back


click to enlarge
L.H.O.O.Q.
Figure 1
LHOOQ  (verso)
Figure 2

Duchamp’s most fervent biographers, Jacques Caumont and Jennifer Gough-Cooper, tell us that Duchamp was in New York City on 22 December 1944 and that, on this day, he met up with Frederick Kiesler in the afternoon for a discussion about a forthcoming issue of View magazine. This issue was going to be dedicated exclusively to Duchamp. After meeting with Kiesler, Duchamp cabled Walter Arensberg in Hollywood to inquire about the address of a photographer who had taken some pictures of Duchamp’s work before World War II. Duchamp wanted to contact him again in connection with View.(1) The cable said, “PLEASE WIRE ADDRESS OF MR LITTLE WHO PHOTOGRAPHED MY PICTURES SOME YEARS AGO STOP VIEW MAGAZINE PREPARDING [sic] DUCHAMP NUMBER WRITING= MARCEL DUCHAMP.”

Not noted by his biographers but also on that same day, Duchamp ran a very important errand. (2)He asked Ms. Elsie Jenriche to confirm the authenticity of his rectified readymade L.H.O.O.Q.(Figure 1), made twenty-five years earlier in 1919. We know this from an inscription on the reverse side of the readymade. It reads, in ink: This is to certify / that this is the original / “ready made” LHOOQ / (Figure 2) Paris 1919 / Marcel Duchamp. Beneath this, also in ink,is a testimony: Witnesseth: / This 22nd day of / December, 1944 / Elsie Jenriche.

A rubber stamp to the right of Ms. Jenriche’s name declares that she was a notary public (Figure 3): NOTARY PUBLIC, New York Co. / N. Y. Co. Clk. No. 63, Reg. No.
82J-3 / Commission expires March 30, 1945.
But can we be sure of this?

The 1943 A to L volume of Notaries Public N.Y. County Term Expires 1943 (archive #0394442), begins to eliminate doubt. Ms. Jenriche is listed, along with her profession (public stenographer) and signature. Then, in the 1945 A to K volume of the Notaries Public N.Y. County Term Expires 1945 (archive #0394442), Elsie Jenriche is listed again, this time as a public stenographer at the Hotel St. Regis (Figure 4,5). The entry is dated 17 March 1943 with an expiration of 30 March 1945 (Figure 6). This is precisely in accordance with the stamp on the back of L.H.O.O.Q.

Fast forward some fifty years. On Thursday, 29 April 1999, Mr. Jonathan van Nostren, archivist of the Division of Old Records at New York County’s Surrogate Court Hall of Records, declared that Elsie Jenriche’s signature on verso L.H.O.O.Q. is “authentic,” adding that “there’s no doubt that the work was properly notarized.”

click images to enlarge

  • detail LHOOQ (verso)
  • detail Notary, 1945
  • detail Notary, 1945

  • Figure 3
  • Figure 4,5
  • Figure 6

Notes:

Footnote Return1. Marcel Duchamp, Pontus Hulten, ed., 1993. Why is Marcel Duchamp´s Bicycle Wheel Shaking on Its Stool?

Footnote Return2. I am grateful to Francis M. Naumann for pointing out that fours years prior to this ‘errand,’ Duchamp intended to sell L.H.O.O.Q. to Louise and Walter Arensberg. In a letter dated 16 July 1940, Duchamp writes from Arcachon, France: Une autre chose dans la même genre est l’original de la Joconde aux moustaches (1919) / Pensez-vous que $100 soit trop pour la dite Joconde (Something else in the same category is the original of the Mona Lisa with a mustache (1919) / Do you think that $100 would be too much for the so-called Mona Lisa ). The Arensbergs are not known to have acquired the work. Arturo Schwarz in his The Complete Works of Marcel Duchamp, vol. 2 (New York: Delano, 1997) lists the Cordier & Ekstrom Gallery in New York and the collector Mary Sisler as previous owners of L.H.O.O.Q. As for its current status, it is now in a private collection in Paris. As yet unaccounted for is the Pierre Matisse Gallery, New York, which on a label on the work’s verso is credited (as Matisse Gal.) for loaning the work to the Museum of Modern Art’s traveling exhibition The Art of Assemblage which was on display in New York from 10 October – 12 November 1961.




‘Paris Air’ or ‘Holy Ampule’?


click to enlarge
Duchamp as the Black King
Duchamp,wearing a crown
left:Duchamp as the Black
King in Hans Richter’s 8×8, 1957
right: Duchamp in 1957, wearing
a crown made for his 70th
birthday (photographyby Denise Hare)


click to enlarge
Salvador Dalí, Apotheosis of the Dollar
Clovis I and the miracle of the 'Holy Ampule'
left:Figure 1.
Salvador Dalí, Apotheosis
of the Dollar, 1965
right: Figure 2.
First known image
of Clovis I and the miracle of
the ‘Holy Ampule,’ ca. 9th Century

In January 1968, Salvador Dalí wrote the preface for the English translation of Pierre Cabanne’s Dialogues with Marcel Duchamp, stating that “Marcel Duchamp could have been a king if, instead of making the Chocolate Grinder, he made the Holy Ampulla, the unique, divine readymade, to anoint himself as king. Duchamp then could have been crowned at Rheims.” (1) Duchamp and Dalí, “treat[ing] each other with great respect,” (2)had spent several summers together since the late 1950s, in the small fishing village and surrealist haven of Cadaqués, on the northern tip of Spain’s Mediterranean coast.

Dalí had likened Duchamp to a king once before, in a painting of 1965 with the rather gargantuan title Salvador Dalí in the Act of Painting Gala in the Apotheosis of the Dollar, in which One may also Perceive to the Left Marcel Duchamp Disguised as Louis XIV, behind a Curtain in the Style of Vermeer, which is but the Invisible Monument Face of the Hermes of Praxiteles. (3)(Figure 1).

While the painting establishes Duchamp as France’s sun king and grand monarch, Dalí, with his introductory remarks for the publication of Dialogues, had yet another ruler in mind: Clovis I, pagan founder of the Frankish kingdom in the early Middle Ages who converted to Christianity only after the combined efforts of his wife and the bishop inspired him to do so. He was finally baptized at Rheims around 500 A.D. with ‘le Sainte Ampoule’ or ‘Holy Ampule’ (4) (Figure 2).

Ever since Clovis, a ‘holy ampulla’ has been used to consecrate the kings of France. Usually in the shape of a small vial with a large paunch and an elongated neck, its form became diversified in the 16th century. (5) The Museum of Antiquities in Rouen, Duchamp’s birthplace, holds two such ampules designated for holy water, possibly from the middle of the 18th century (Figure 3). (6) It should not come as a surprise that these bulging flasks more closely resemble Duchamp’s Air de Paris of 1919 (Figure 4) than any pharmaceutical instruments of the early 20th century (Figure 5). In fact, experts testify that the shape presented by Duchamp as a readymade ampule looks nothing like a standard medical ampule of his time. (Listen to a message left on ASRL‘s answering machine by Professor Gregory Higby, School of Pharmacy, University of Wisconsin, Summer 1998.) The apparent oddity of a medical ampule containing a hook within its design adds to the argument that Duchamp’s ampule stems from an earlier period. (7)

click images to enlarge

  • Figure 3.
    Two Holy Ampules, ca. 1750s,
    height: 35 mm (photograph by Yohann
    Deslandes, Musees Departementaux
    de la Seine-Maritime
  • Figure 4.
    Marcel Duchamp, Air de Paris,
    1919 (Philadelphia Museum of Art)
  • Figure 5.
    Late 19th and 20th century
    pharmaceutical glass ampules
    (Collection Rhonda Roland Shearer,
    New York)


click to enlarge

Comb

Figure 6.
Marcel Duchamp, Comb,
1916 (Philadelphia Museum of Art)
Set of Surrealist Postcards
Figure 7.
Set of Surrealist
Postcards, Paris, 1937
Letter to Henri Pierre Roché
Figure 8.
Marcel Duchamp, Letter to Henri
Pierre Roché, 9 May 1949
(Carlton Lake Collection,
The University of Texas at Austin)

The ampule is not his only readymade linked to coronation ceremonies. In Duchamp’s inscribed Comb of 1916 (Figure 6), we note another object commonly used for this grand occasion. Those combs were often made of “precious metals, carved and adorned with Scriptural and other subjects.” (8)

Paris Air was brought to New York by Duchamp as a present from Paris for Louise and Walter Arensberg. (9) Duchamp claimed that he bought the ampule from a Parisian pharmacist. Presumably containing “Sérum Physiologique,” the pharmacist was asked to empty the glass bottle, let it fill up with air and then reseal it. Paris Air, first published as a postcard in 1937, was titled ampoule contenant 50 cc d’air de Paris (Ampule Containing 50 cc air of Paris) (Figure 7). (10) While visiting the Arensbergs in Hollywood during the spring of 1949, he discovered that his present to them had beeen broken. (It was later restored).

He immediately wrote to his close friend Henri Pierre Roché, asking him to find a similar one in Paris. In a letter dated 9 May 1949, Duchamp explained: May I ask you for the following service: / Walter Arensberg broke his ampule / ‘Air de Paris’ – I’ve promised him to / replace it – / Could you go to that pharmacy on the corner of rue Blomet and rue / de Vaugirard (if it’s still there) and buy / [this is where I have bought the first ampule /] an ampule like this: 125 cc and of the same / dimensions as the drawing; ask the pharmacist / to empty it and reseal the / glass with a lamp – wrap it and / send it to me here – if not on rue Blomet / than elsewhere / but as much as possible the same form thank you (Figure 8). (11)


click to enlarge

50 cc Air de Paris

Figure 9.
Marcel Duchamp, 50 cc Air
de Paris
, 1949 (Philadelphia Museum
of Art)

About three weeks later, in a letter written 29 May 1949, Duchamp tells his friend (Roché seems to have suggested to present the Arensbergs with a miniature version of the ampule from the Boîte instead) “that the ampule must be the size I gave you, because that’s the size of the (broken) original.Those in the valises are scaled down, like all reproductions (generally speaking). (12)This second version for the ‘life-size’ ampule (titled and signed on a label: 50cc air de Paris réplique type / 1949 R.S.), now in the collection of the Philadelphia Museum of Art, is generally assumed to be a selected readymade by Henri-Pierre Roché. It seems odd that after an apparently unsuccessful search for the “real thing,” Duchamp’s friend “found” – almost twenty years after Duchamp’s initial Paris Air – an object closely resembling but strangely different from the version of 1919. (Figure 9)

Most likely, Roché was aware that the small-scale replicas of the ampule which had been made in the 1940’s (for Duchamp’s Boîte) had been created by the firm of Obled, laboratory glass blowers, located close to Duchamp’s studio in Paris at that time. (13) Furthermore, glass experts tell us that pharmacists would have easily had the ability to alter or make glass objects. (14) We suggest that the probable scenario was that Roché eventually asked a pharmacist to duplicate the odd shape of Paris Air – just as Duchamp had done when he conceived of the work in 1919.


click to enlarge

50 cc Air de Paris

Figure 10.
Marcel Duchamp, 50 cc Air
de Paris
(small-scale version for
the Boíte-en-Valise), 1940
Measuring Duchamp's Ampules at the Art Science Research Laboratory
Measuring the Schwarz-version of
Air de Paris, 1964, at the
Art Science Research Laboratory,
Inc., New York

In an interview of 1959, Duchamp confirms George Heard Hamilton’s suggestion that the 1919 version of Paris Air was the last of his actual readymades. (15) Let us consider four versions of Duchamp’s ampule, including the 1964 Schwarz edition. All of these versions are obviously four different sizes. Puzzled by Duchamp’s consistent ’50 cc’ title, we measured the volumes of the 1964 Schwarz edition and the Boîte miniature version. The Schwarz version measures approximately 123 cc; the original and the Roché versions appear to be slightly larger in volume and would therefore measure more. Even the 300 miniatures of the Boîte failed to match their shared name of 50 cc of Paris Air, for their volume measures approx. 35 cc

But why then do we trust the original ampule to be a readymade when it holds more than double the amount stated by Duchamp, when its second full-size version is signed on a label with the initials of Duchamp’s pseudonym Rrose Sélavy (resembling the lettering of the Rouen ampules)? Moreover, the ‘Sérum Physiologique’ on the label of the first version of Air de Paris is preceded by a small star (*), an asterisk, commonly used to distinguish words of obscure character or wrong usage. (16) Where is the 50 cc of Paris Air?


Notes

Footnote Return1. “L’Échecs, C’est Moi,” in Pierre Cabanne, Dialogues with Marcel Duchamp, (New York: Da Capo, 1967)13-14. Dalí had published two articles on Duchamp before — “The King and Queen Surrounded by Swift Nudes,” Art News 58 (April 1959): 22-25 and “Why They Attack the ‘Mona Lisa,'” Art News 62 (March 1963): 36, 63-64.

Footnote Return2. Calvin Tomkins, Duchamp. A Biography (New York: Henry Holt, 1996), 402.

Footnote Return3. For further information on Duchamp’s and Dalí’s years in Cadaqués and a brief discussion of the painting, see Tout-Fait‘s interview with Timothy Phillips.

Footnote Return4. The first recorded mention of an ampule with holy attributes was in connection to Clovis I. In 869, the archbishop of Reims held up a small bottle of holy water at the coronation of Charles le Chauve and declared that “Glorious Clovis, King of France, was consecrated with a holy water which came down from the sky and which we still possess.” According to legend, le Saint Ampoule or “Holy Ampule” which was filled with this holy water had been brought to the sanctuary of Saint Remi by a dove and then used in the sacred ceremony which crowned Clovis as King. The story follows the story of Christ: the spirit of God descended from the sky in the form of a dove. As a result, beginning with Clovis, the kings of France were crowned in a fashion which implied that they had been “chosen” and that God’s will would be done. (The Holy Ampule can still be found in Saint Remi, at Reims.) See Patrick Demouy, “Du Baptême du Sacre,” Connaissance des Arts 92 (1996): 7-9.

Footnote Return5. See Jacqueline Bellanger, Verre. D’Usage et de Prestige. France 1500-1800, (Paris: Éditions de l’Amateur, 1988); Etienne Michon, “La Collection d’Ampoules à Eulogies du Musée du Louvre,” Mélang. Archeol. Hist. 12 (Rome, 1892): 183-201. We are grateful to Virginia Wright and Rosalind S. Young of the Corning Museum of Glass, New York, for drawing these sources to our attention.

Footnote Return6. Laurence Flavigny, conservator of the Musée des Antiquités, Rouen, could not confirm how long the ampules have been in the museum’s collection.

Footnote Return7. For the first discussion and questioning of the status of Duchamp’s glass ampule (with a hook) as a readymade, see Rhonda Roland Shearer’s “Marcel Duchamp’s Impossible Bed and Other ‘Not’ Readymade Objects: A Possible Route of Influence From Art to Science”, Part 1, Art & Academe 10, no. 1 (Fall 1997): 26-62. Shearer argues that historical evidence and analysis of their forms reveal the readymades were not unaltered, mass-produced objects as Duchamp claimed. Monika Wagner, professor of Art History at the University of Hamburg, Germany, also discusses the impossibility of Duchamp’s ampule in her forthcoming book “Das Material der Kunst” (Munich: Beck, 2000).

Footnote Return8. Henry John Frasey, “The Use of the Comb in Church Ceremonies,” The Antiquary XXXII (January/December 1896): 312-316.

Footnote Return9. “I thought of it as a present for Arensberg, who had everything money could buy. So I brought him an ampule of Paris Air.” –Marcel Duchamp in Arturo Schwarz, The Complete Works of Marcel Duchamp, vol. II, (New York: Delano, 1997), 676. The quote in Schwarz’ book is taken from Hans Richter, Dada: Art and Anti-Art (London: Thames & Hudson, 1965), 99.

Footnote Return10. See Ecke Bonk, The Box in a Valise (New York: Rizzoli, 1989) 201-202.

Footnote Return11. Translation by Julia Koteliansky; letter reproduced in William Camfield, Marcel Duchamp: Fountain(Houston: Houston Fine Arts Press, 1989) 76.

Footnote Return

12. Bonk, The Box in a Valise, 202.

Footnote Return13. Ibid., 202.

Footnote Return14. In a fax of 27 April 1998, Virginia Wright of the Corning Museum of Glass, New York, writes:

 

“Pharmacists in the early 20th century had training in chemistry, and one of the first things taught in chemistry classes is lamp working (a.k.a. glass-blowing)”; also see: W.A. Shenstone, The Methods of Glass Blowing and of Working Silica in the Oxy-Gas Flame, London: Longman’s, 1916; p. 7 describes a burner useful in small laboratories (similar books were widely available in France at the time).

Footnote Return15. The interview was conducted by Richard Hamilton and George Heard Hamilton for BBC around October 1959. It was published as an audiocassette by Audio Arts Magazine 2, no. 4 (1976). According to Dieter Daniels this “last, actual readymade” was actually the first one to be commented upon in print. See Daniels, Duchamp und die Anderen, (Köln: DuMont, 1992), 188-189, 330. See also Henry McBride, “The Walter Arensbergs,” The Dial (July 1920).

Footnote Return16. In his postumously published notes (Paul Matisse, ed., Marcel Duchamp Notes, Paris: Centre Georges Pompidou, 1980), Duchamp twice refers to ‘asstricks’ (notes 217 and 235), a possible play on the word “asterisk.” [In this context it is worth mentioning that the verso of note 32 – an important note on the infrathin – reads 50 cent. cubes d’air de Paris (not reproduced).] In an e-mail of 6 December 1999, André Gervais wrote:

Yes, of course, “asstricks” and “asterisks” is a play on words, almost
a pun (because they do not sound exactly alike). You will find in my book
(La Raie Alitée d’Effects. Apropos of Marcel Duchamp, Québec: Hurtubise, 1984, p. 242) the following: “asstricks: tours du cul, arse et attrapes, trucs cul(s) lent(s), etc.”

I translate to help you:
* “tours du cul” = asstricks, and “tours” is the anagram of “trous” = holes (so “trou du cul” = asshole);
* “arse et attrapes”, almost a pun (with French and English words): arse = cul, and “farces et attrapes” = tricks and jokes;
* “trucs” = tricks or contraptions, “cul(s) lent(s)” = slow ass(es), a pun on “truculent” = realistic, tough.

For the asterisks, also see his manuscript page The of 1915 [Schwarz, 1997, cat. no. 334, p. 638]. And do not forget that “asstricks” is a word (probably invented by MD) with a “tr” in it: as you probably know, Duchamp said to Cabanne that in the title Jeune homme triste dans un train [Sad Young Man on a Train, (1911), see: Schwarz, 1997, cat. no. 238, p. 559], the young man is “triste” (a word with a “tr”) because – ! – he is in a train (another word with a “tr”): the “tr”, here, he said too, is very (“tr”ès, in French) impo”rt”ant.

Fig. 4, 6, 9, 10 © 1999 Succession Marcel Duchamp, ARS, NY/ADAGP, Paris.




Alfred Jarry and l’Accident of Duchamp


click to enlarge
Large Glass
Figure 1.

Marcel Duchamp’s masterpiece is The Bride Stripped Bare By Her Bachelors, Even (The Large Glass), 1915-1923 (Figure 1). With his notes, which the artist stated were part of the piece, it stands as the most influential artwork of our century. Duchamp said that the two plate-glass panels which hold the work were accidentally broken, then carefully repaired.

The greater our familiarity with the sources for this work, the stronger the sense that this must have been the most fortuitous accident in the history of art; or not an accident at all. In any case, The Large Glass, visualized in its unbroken state, does not make nearly the poetic sense that it does in its broken state. Duchamp’s own response to interviewers is not at odds with this evaluation. This article will talk generally of the Jarry/Duchamp connection and present evidence suggesting a conscious breaking of the glass.

* * *

Marcel Duchamp once said, “Rabelais and Jarry are my gods, evidently”.(1)Barely any of Rabelais’ imagery can be found with any specificity or consistency in Duchamp’s work and notes, but ideas and imagery adapted from Alfred Jarry’s writings crop up regularly in many of his most characteristic concoctions. Sometimes we see the material straight up, thinly disguised, sometimes in the form of either ingenious or obvious inversions. An example of inversion occurs in a Duchamp note treating an image from a pivotal scene in Jarry’s science fiction novel, The Supermale. A five-man bicycle team of inconceivable potency is engaged in a cosmic race, sometimes exceeding the speed of light, with a train on a ten-thousand-mile elliptical course. When they reach the apogee, which represents the fourth dimension, Jarry describes a tower, “shaped like a truncated cone.” In Duchamp’s writings for the large glass, with their “heaps of notes on the fourth dimension,”(2)he makes reference instead to a “conical trunk.” Vis à vis breakage, the Jarry scene ends with the symbolic penetration of the fourth dimension’s barrier, pictured as the shattering of a large barrel which has magically appeared as the racers complete their turn. “The cowcatcher of the locomotive hit [the barrel] like a football, spattering the rails and the track with a little water and sheaves of roses.” Roses owe their presence to the Supermale’s virgin inamorata Ellen Elson, the sole female passenger on the train. Her entire car had earlier been mysteriously covered by “red roses; enormous, full-blown, and as fresh as if they had just been picked. Their perfume spread through the stillness of the air…”(3)

The English title for The Large Glass is The Bride Stripped Bare By Her Bachelors, Even. In Jarry’s first novel, the autobiographical Days and Nights, a licentious young artist’s model named Huppe is itching to entertain five lovers in the studio where she poses. One of the chosen, introduced as “the Jewish eunuch Severus Altmensch,” is understandably hesitant. Sengle, the Jarryesque hero of the novel, dreams up a ruse to permit all present to see the naked body of Severus. His objective is to discover “whether he lacked so much as to be a eunuch or merely enough to prove him a Jew.” He proposes a game “to decide who would pose nude on the dais.” Then, “without cheating, although Sengle might have predicted the result, the lot fell upon Severus Altmensch. Who refused to comply. Sengle held him by the shoulders — with his fingertips –and Huppe stripped (him)…”(4) The inversion here is that a male (“bachelor”) is being stripped by a female (“bride”). In a number of Jarry’s novels hyper-sexual females who are not brides are referred to as such. Another figurative foretaste of Duchamp, here sans inversion, is the central presence of one “bride” and multiple “bachelors,” with copulation their sole raison d’être. And we meet in the person of the Jewish eunuch — the stripping reveals as much — a viable forerunner to Duchamp’s alter ego Rrose Sélavy, who was born when the artist had himself photographed as a female. Castration is naturally implied when a male becomes female. Recall, too, that Duchamp’s first idea for Rrose involved turning himself into a Jew.

This orgy scene takes place in a “studio below the oasis of a great lamp.”(5)The short chapter ends with the naked troupers scampering: “And the six disappeared in the smoke of the great lamp, whose glass was cracked … they rushed to their clothes, barefoot across the cracks.” Appearing in 1897, this is the first of three crucial scenes in separate Jarry novels describing “stripped” participants in a whirl of sexual jouncing, accompanied by images of cracked or shattered glass. The second occurs in Messalina, 1900, the third in The Supermale, 1902.

In Chapter One of Messalina, the heroine, wife of Emperor Claudius Caesar, takes on all comers in a lowly brothel from nightfall to sun-up, then “[closes] her cell-door last of all, later even than her servant, still consumed with desire.”(6)Duchamp’s “Bride”, according to his notes, is “basically a motor” and “in perpetual motion.”

Chapter Two begins with Claudius rising at dawn, “when Messalina slept at last,” then entering “the quadrangular, glass-paned study which rose above the roofs of the palace…” On the next page we learn that most of the Emperor’s courtiers are also his wife’s lovers. In the same chapter, Jarry describes a cameo of the Empress “that was copied and preserved by Rubens.” We read that “according to this cameo … [she is] not beautiful, in fact; but then the fire in her eyes has been put out in the unliving stone! And surely beauty is only a convention.(7) Or perhaps a form that is called beautiful is but a vase for passion, and one preferably unblemished, uncracked even, as it is itself of the purest transparency.” Though Jarry here equates beauty with an uncracked and transparent vase, in the next scene his promiscuous heroine, soon to be a “bride,” is associated with an image of shattering glass. She contemplates the magnificent landscape outside her window “as though admiring herself in a mirror…Suddenly she burst into sobs, and in her room it was as though the great mirror of Sidon glass had shattered across the mosaic floor –a sparkling arena of powdered specular stone! –or as though the pearls of the portrait were unstrung and the beauty of Messalina flooded over the ground in a thousand fragments.”

Chapter Three, Book II, of Messalina is titled THE ADULTEROUS NUPTIALS. It describes a “marriage” in which the Empress (who, of course, is already married) is to be the “bride.” This chapter, with its central figure the unquenchable Messalina, certainly relates to the drama Duchamp described in his notes to the glass, with an axial bride surrounded by her bachelors.

Relevant to Duchamp’s “Stripped Bare,” Jarry’s heroine, “altogether naked” for most of her appearances, declares at one critical point, “But I have given you my whole life! I love you, Silius! My body, which you do not reject. . . will you also peel off my skin…?” The bride of the adulterous nuptials is offering herself to be stripped bare indeed by one of her “bachelors.”

In The Supermale, the American Ellen Elson, as eager in her clean-cut way as the notorious Roman Empress, says towards the end of a non-stop around the clock sexual marathon, “I’m not naked enough. Couldn’t I take this thing off my face?” She makes reference to her sole bit of apparel, a pink plush driver’s mask meant to hide her identity from the peeping scientist busy keeping score for the bettors. In the chapter titled AND MORE, she has just helped Marcueil, the Supermale, achieve an imposing record of eighty-two consummations in twenty-four hours. Marcueil leaves the room briefly, pleased with having accomplished his goal.(8)But the instant he returns,

“a supple body, still warm from his embrace, wrapped itself about him and pushed him onto the bed of fur. And the young woman’s breath murmured, in a kiss that made his ears buzz: ‘At last we’re through with the betting to please… Now let’s think of ourselves. We haven’t yet made love. . . for pleasure.’(9) She had double-bolted the door. Suddenly, near the ceiling, a windowpane shattered, and the glass showered down on the rug.”

Thus ends the chapter.


click to enlarge

Belle Haleine: Eau de Voilette, 1921

Figure 2.

Before delving further into broken glass, we’ll detour to a glass-free passage from Jarry which depicts a sexually amenable machine-bride.(10)In 1902, the same year as The Supermale, Jarry’s article for La Revue Blanche titled Wife-beaters tells of a “matrimonial agent who was at the same time a large rubber manufacturer” who made “spouses of elastic rubber available for two-thousand francs per specimen, three thousand with made-to-order head.”(11)We learn that “honeymooning in their company is incomparable” and that “one enters into communication with them by means of a valve.” Duchamp’s bride seems to share this handy feature with Jarry’s honeymooning spouse. Under the heading Compression in Duchamp’s posthumously published notes for the glass we find, with the artist’s idiosyncratic punctuation: “cones in elastic metal (resembling udders) passing drop by drop the erotic liquid which descends toward the hot chamber, onto the planes of slow flow. to impregnate it with oxygen required for the explosion. the dew of Eros.”(12) An additional possible connection suggests itself here. Duchamp’s perfume bottle festooned with Rrose Sélavy’s face is titled BELLE HALEINE, EAU DE VOILETTE 1921. (Figure 2) One of the English translations for belle is ‘rubber’ as in “rubber game” or “winning game.” French/English puns were a specialty with the artist, as were games. Jarry’s honeymooning bride is made of rubber, and his Supermale’s sexual marathon was a winning game.

Jarry and Duchamp circle around the same exotic terrain obsessively. They share a marvelously specific stereotype of woman as sexually insatiable. In Jarry’s case she is sometimes flesh and blood, sometimes a machine; in Duchamp’s case, always a machine.

* * *

The Large Glass, with its notes, features a distinctive pattern of sexual motifs combining the ideas of virginity, sexuality and machinery. There are machines that resemble the living, a bride who “reveals herself as nude,” who, although he calls her “basically a motor,” “becomes a sort of apotheosis of virginity,” or “must appear” as same. A little later she is simply “this virgin” with an “intense desire for the orgasm,” whose “reservoir will end at the bottom with a liquid layer.” His bachelor machine section includes a description of “the bottles: Great density and in perpetual movement…(oscillating density). It is by this oscillating density that the choice is made between the three crashes. It is truly this oscillating density that expresses the liberty of indifference”(13)“…after the 3 crashes = Splash.”

Jarry, in a passage from Days and Nights (1897), shows a similar collision of motifs. These include the idea of “virgins,” nakedness, love-making, “glass wall,” a “liquid sea,” “machines [which] resemble the living” and “which move, oscillating in the waves…” Two pages earlier, Jarry introduced the subject of “a glass shopfront.” Here are two passages without the intervening text:

Sengle,…thought first of looking for a ditch or a glass shopfront for the temporarily blind men to topple into…

I have been unable to bring Micromegas back to life or join the quotinoctial circling of virgins around the enclosure.

There is an inscription upon the wall stating that whoever passionately kisses his Double through the glass, for them the glass comes to life at one point and becomes a sex, and person and image make love through the wall, whether by the will of the immortal gods or the artifice of some skillful man who has constructed machines to resemble the living, and which move, oscillating in the waves and to the island’s libation, on the other side of the glass.

Compare this with Duchamp’s ‘shop window’ soliloquy dated 1913, published in A l’Infinitif:

The question of shop windows

To undergo the interrogation of shop windows.

The exigency of the shop window

The shop window proof of the existence of the outside world

When one undergoes the examination of the shop window, one also pronounces one’s own sentence. In fact, one’s choice is “round trip.” From the demands of the shop windows, from the inevitable response to shop windows, my choice is determined. No obstinacy, ad absurdum, of hiding the coition through the glass pane with one or many objects of the shop window. The penalty consists in cutting through the glass pane and in feeling regret as soon as possession is consumated. Q.E.D.

Of all the images common to both passages, the critical parallel is between the idea of “coition through the glass pane,” as Duchamp puts it, and Jarry’s “person and image make love through the [glass] wall.”

There are, as well, numerous subsidiary affinities: Jarry has, “a glass shopfront for the temporarily blind men to topple into…” Duchamp has, “The shop window proof of the existence of the outside world.” And the title of his 1917 magazine was The Blind Man,(14)with its celebratory Blindman’s Ball. Jarry pictures for us “the…circling of virgins,” Duchamp’s notes describe the Bride as “a sort of apotheosis of virginity,” and her “Sex Cylinder” features “Heat produced by rotation.” Jarry: “I stand naked against the glass wall…standing in the liquid sea.” Duchamp: “The Bride reveals herself as naked,” and “The reservoir will end at the bottom with a liquid layer… This liquid layer will be contained in the oscillating bathtub (hygiene of the Bride.)” Jarry’s “…by the will of the immortal gods or the artifice of some skillful man who has constructed machines to resemble the living…” sounds like a precise prediction, twenty years before the fact, of the notes for The Large Glass and the skillful man who wrote them.(15)Jarry tells us that the machines made by this man “move, oscillating in the waves … on the other side of the glass,” a harbinger of Duchamp’s Bride in her “oscillating bathtub” and his bachelor machine, with its “oscillating density.”


click to enlarge
L.H.O.O.Q.
Figure 3.

From Duchamp’s ‘shop window’ soliloquy we learn that “one’s choice is “round trip.” This almost certainly relates to his known interest in the androgyne, a male-female creature.(16) His L.H.O.O.Q., from 1919, (Figure 3), is a reproduction of the Mona Lisa to which he has added a mustache and beard. The title, when the letters are pronounced in French, becomes “She has a hot ass,” which readily reminds us of Jarry’s famous homosexual bravado and occasional cross-dressing. Two years later, in harmony with Jarry’s line, “I…gaze at my image glued close to me…” Duchamp himself cross-dressed and began his habit of hiding behind his female double, Rrose Sélavy, signing many of his important works with her name.(17) It is quite easy to view The Large Glass, in addition to its other significations, as a picture of Duchamp “kissing” his Double through the glass.

To the cast of characters cited thus far as likely models for Duchamp’s bride and bachelors, add Adele from The Supermale. She is first among “the seven prettiest harlots in Paris” who have been hired by Marcueil to assist him in attaining a new record for virility. Prior to being locked out and preempted by the amateur Miss Elson, we find the prostitutes arguing among themselves over who would “go” first. Virginie informs the others that she was told “we’ll be ‘put through’ in alphabetical order.” A few lines later we read, “Let’s congratulate the first ‘bride,’ said all six, making deep curtsies to Adele.” As in Messalina, a lady with an accommodating sexuality is referred to as a bride. Unlike the scene in the earlier novel, this arrangement is the reverse of the configuration in The Large Glass. The prostitutes were hired to be many “brides” for one bachelor.

In the same novel, the five-man bicycle team racing the speeding locomotive enlightens us regarding “the machine with 5 hearts” in Duchamp’s notes for The Large Glass.

“Perpetual Motion Food” energizes Jarry’s cyclists, whose interminable race symbolizes and prefigures the sexual marathon to follow; “Love Gasoline” energizes Duchamp’s bride and he describes the Bachelor Machine’s “bottles” as “in perpetual movement.”

Jarry speaks of the gears of the cycle, Duchamp of the “desire gears” and “lubricious gearing.”

Early in the novel, we read of Marcueil’s physical attack on an imposing “female” machine, literally shattering it to pieces as he utters, “Come, Madame.” Duchamp’s 1912 machine-like painting Bride is called to mind, as well as a Green Box note from that period describing “this nude bride before the orgasm which may (might) bring about her fall.” Also, this orgasm/fall idea can be tied to Marcueil’s firm belief, later in the story, that he has killed Ellen with his frenzied lovemaking, as well as to Messalina’s execution for indiscriminate bed-hopping. The Love Machine, title of the final chapter of The Supermale, again calls to mind Duchamp’s concept of a mechanical bride and bachelors and their “love gasoline.” Messalina and Ellen could be called, in common parlance, sex-machines; Duchamp’s Bride is literally that. Yet notwithstanding unremitting desire and sexual athleticism, his Bride, like Jarry’s heroines, is described a virgin.

* * *

Jarry’s biographers are in agreement that each of his heroines can be easily identified as symbolizing his mother, with whom he was obsessed. Jarry’s ultimate “dramatic situation” is “to perceive that one’s mother is a virgin.” The reason for his repeated association of sexual intercourse with the breaking of glass is plainly related to a fantasy he shared with his readers in which his mother is a virgin whom he would break in. In his novel L’Amour Absolu (Absolute Love) written in 1899, a young man resembling the author makes love to his “virgin” mother, then kills her. Duchamp’s alter ego, Rrose Sélavy, gives us that basic plot in a few words: “…an incesticide must sleep with his mother before killing her…” (…un incesticide doit coucher avec sa mère avant de la tuer…) . Both the Jarry story and Duchamp’s encapsulation remind us of Duchamp’s “virgin” bride, whose orgasm might bring about her fall. Any doubt that Jarry means his “bride” vanishes when we read in this novel, “I am the Son, I am your Son, I am the spirit, I am your husband, in all eternity, your husband and your son, oh pure Jocasta,” connecting his mother to Oedipus’ mother/wife. Oedipus was blinded as punishment for making his mother his bride; Jarry describes “a glass shopfront for the temporarily blind men to topple into…” His imagery of making love through a glass wall may well signify the breaking of his mother’s hymen. Duchamp’s soliloquy ends, “The penalty consists in cutting the pane and in feeling regret as soon as possession is consummated. Q.E.D.” The “regret” and the “penalty” seem to both connect with Rrose’s mention of “an incesticide.” The pun possibilities, which include ‘incest’, ‘insect’, ‘insecticide’ and ‘suicide’, work equally well in French and English. Q.E.D., abbreviation for which was to be demonstrated, in all likelihood points to the immanent construction of The Large Glass.

* * *

Considering Jarry’s persistent association of frenetic coupling with cracked or shattering glass, and Duchamp’s words from 1913, “The penalty consists in cutting the pane…,” the suspicion arises, though obviously only a theory, that the two thick glass plates of The Bride Stripped Bare By Her Bachelors, Even were not broken accidentally, as advertised.


click to enlarge
Tu m', 1918
Figure 4.

Remember that Tu m’, 1918, (Figure 4), Duchamp’s last painting as such, features a zigzagging trompe l’oeil rent cutting the plane of the picture, as well as a brush handle, a bolt, and three safety pins physically puncturing the canvas surface — an unprecidented violation of the heretofore sacred face of a painting. This could be an indication that Duchamp’s intentions, conscious, or half-conscious, were already preparing for a later, more ambitious breaking of a two-dimensional work’s plane. By 1918, the year of the painting, he was well into work on The Large Glass.

The story given to the world regarding this famous breakage is devoid of details and has sufficient time and space for the act to have been done surreptitiously. We’re told that more than four years passed before the breakage was discovered by the Glass’s owner, another two months before the artist was let in on the secret. A 1956 television interview of Duchamp has the interviewer, J.J. Sweeney, opening with : “So here you are, Marcel, looking at your Large Glass.” Duchamp responds, “Yes, and the more I look at it the more I like it. I like the cracks, the way they fall. You remember how it happened, in 1926, in Brooklyn?”

Duchamp errs slightly here regarding the year. The Glass was not packed up until January of 1927 after its premiere showing at The Brooklyn Museum. Also, since by all accounts it wasn’t discovered broken until 1931 in Connecticut, “it happened…in Brooklyn” can be an assumption at best. If it occurred in transit between Brooklyn and Connecticut, with the truckers unaware, or at the least uncommunicative, why assume Brooklyn? Possibly to divert attention from Connecticut. To further muddy things, Duchamp’s handwritten caption on the back of the Glass states that it was broken in 1931, even though he repeatedly told interviewers that it broke on its way to Connecticut years before. Is it possible that his caption on the artwork is more reliable than his words? If so, then Connecticut would have been the scene of the breakage.

Continuing Duchamp’s reply: “They put the two panes on top of one another on a flat truck, not knowing what they were carrying, and bounced for sixty miles into Connecticut, and that’s the result! But the more I look at it the more I like the cracks: they are not like shattered glass. They have a shape. There is a symmetry in the cracking, the two crackings are symmetrically arranged and there is more, almost an intention there, an extra — a curious intention that I am not responsible for, a ready-made intention, in other words, that I respect and love.”

On the same subject, Duchamp gave this account to Pierre Cabanne in 1966: “While I was gone, it was shown in an international exhibition at the Brooklyn Museum. The people who sent it back to Katherine Dreier weren’t professionals; they were careless. They put the two glasses one on top of the other, in a truck, flat in a box, but more or less well packed, without knowing if there was glass or marmalade inside. And after forty miles, it was marmalade. The only curious thing was that the two pieces were one on top of the other, and the cracks on each were in the same places.’

Cabanne: The cracks follow the direction of The Network of Stoppages, it’s astonishing all the same.

Duchamp: Exactly, and in the same sense. It constitutes a symmetry which seems voluntary, but that wasn’t the case at all.

Cabanne: When one sees The Large Glass one doesn’t imagine it intact at all.

Duchamp: No. It’s a lot better with the breaks, a hundred times better. It’s the destiny of things.

Cabanne: The intervention of chance that you count on so often.

Duchamp: I respect it; I have ended up loving it.

Jarry, no less than Duchamp, seemed to love Chance, l’accident. He had invented a new physics, for which he coined the word ‘Pataphysics,’ containing nothing less than an alternate hypothesis for the workings of the universe. These workings depended ultimately on “purely accidental phenomena.” Duchamp identified to a startling degree with this concept and coinage in his notes and attitudes. For example, he describes his 3 Standard Stoppages, of 1913, as “casting a pataphysical doubt on the concept of a straight line as being the shortest route from one point to another.”(18) And once, for a friend, he signed a photograph of himself, “Yours Pataphysically (Bien pataphysic a vous), Marcel Duchamp.”


click to enlarge
To Be Looked At with One Eye, Close to, for Almost an Hour
Figure 5.

The fervor of Duchamp’s remarks about the breakage is unprecedented. We never hear him raving about any piece or aspect of his work the way he does about this. One explanation might be that he felt free to be so openly enthusiastic about this because it was not his doing. But it may be instead that given what the world was told, he felt free to rave about the one part of the idea that he personally liked most. When we consider that earlier, two other important pieces on thick plate glass were also reported to have been accidentally shattered (The 9 Malic Moulds, 1914-1915, and To Be Looked At With One Eye, Close To, For Almost An hour, 1918 — Figure 5) — both, according to my thesis, influenced to a substantial degree by Jarry — the case for a discreet intentional breaking becomes stronger. Duchamp’s account of how The 9 Malic Moulds was broken may shed light on the “astonishing” symmetry that Cabanne and others have commented upon: “[The glass] was cracked when I brought it here to America in 1915. I showed it to somebody(19) and it was leaning against a rocking chair which rolled back, so the splinters were not scattered at all, the floor was carpeted, it stayed in shape, as it is today. All I had to do was to pick it up very carefully between two other glasses, so that it would not change shape, and would keep like that, which it has for the last forty years.”

A chess master, and self-described “very meticulous man,” would seem an unlikely victim of such an accident, let alone three of them. His description of this accident raises questions. To break a thick plate glass panel on a carpeted floor, one would have to be particularly unlucky or clumsy. Yes, if you were careless enough to leave the piece under the runner of a rocking chair, a person sitting and inattentively rocking backward or forward over it might break it, carpeted floor notwithstanding. But what Duchamp describes is different. Rolling an empty chair back, causing the glass to fall from its leaning position to a flat position on a carpeted surface, would seem insufficient to cause such thick glass to shatter.(20) A look at the configuration of cracks on the piece only reinforces this skepticism.


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With My Tongue in My Cheek
Figure 6.


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Wanted
Figure 7
Wanted, 1923.

The stories offered are of accidents. My questioning Duchamp’s veracity will be seen as decidedly late-in-the-day when we consider his own famous all-purpose disclaimers, such as, “Every word I tell you is stupid and false,” and “All in all I’m a pseudo, that’s my characteristic.” We also have the famous self-portrait titled With My Tongue In My Cheek, 1959, (Figure 6), a second self-portrait as a “Wanted” felon, 1923,(Figure 7), and a third as the very devil.(21)In the Cabanne interview, given two years before Duchamp’s death, we find him blatantly ignoring the truth. When the interviewer, harking back to the twenties, brings up his decision to stop painting, Duchamp reminds him that the Glass “was far from the traditional idea of the painter, with his brush, his palette, his turpentine, an idea which had already disappeared from my life.”

Cabanne: Did this break ever bother you?

Duchamp: No, never.

Cabanne: And you never had a longing to paint since then?

Duchamp: No,… Never… All that disgusted me.

Cabanne: You never touched a brush or pencil?

Duchamp: No. It had no interest for me. It was a lack of attraction, a lack of interest.

Duchamp is leaving out the palette and all the brushes and turpentine that he used in executing the meticulously painted backdrop for the Etant Donnés, knowledge of which was kept from the world while he lived. Later in the interview, Duchamp goes out of his way to close any conceivable loophole to the truth.

Cabanne: You’re the first in art history to have rejected the idea of painting…

Duchamp: Yes. Not only easel painting, but any kind of painting.


click to enlarge
Boîte-en-valise
Figure 8.

It is noteworthy that the cracks in The Large Glass are the part that Duchamp seems to be most proud of. When having it photographed for reproduction in The Box in a Valise, 1935-41, (Figure 8), Duchamp tells Dreier to make sure that the photographer shoots the piece so that every crack in the glass is visible. He wrote, “I hope you won’t have too much trouble with Mr. Coates about photographing the glass. It seems important to me to have the black background as well as the white one… The black is to help outlining the cracks in the glass, the white outline is to help outline each group painted on the glass (chocolate grinder etc…….) …Each item (including cracks) on the glass shall be printed from half-tone cuts cut out and leaving the cellophane perfectly transparent.”(22) This means that in the concise 16″ x 10″ reproduction in the Box, Duchamp, with the help of hundreds of tiny stencils, will reproduce every tiny shard of broken glass that state-of-the-art photography could reveal. If the cracks were not part of the original thinking, he has certainly welcomed them into the family with all the rights and privileges accorded the children of his own brain. And it may be significant that he treated the cracks on the other two broken works in similar ways reproducing them for the Box. For The 9 Malic Moulds: “A labor-intensive detail that is almost invisible…is the pattern of “original” cracks in the glass, reproduced by scratching with an etching needle.”(23) For To Be Looked at With One Eye…..: “…the lines of the cracks in the glass have been strengthened in ink.”(24)

Duchamp to Arturo Schwarz: “I never finished The Large Glass, because after working on it for eight years I probably got interested in something else; also I was tired.”(25) To Cabanne on this subject: “…it became monotonous, it was a transcription, and toward the end there was no invention. So it just fizzled out.”(26)But though he may have stopped the work in 1923 because he was bored by it, he seems, in 1965, only a few years before the end, to have been still very enthusiastic about its cracks. In fact, nothing in the hundred page Cabanne interview elicits equal exuberance. Furthermore, his fondness for broken glass can be traced back to the era of the Arensberg salon when he was still at work on the piece. It was there that he declared that “a stained glass window that has fallen out and lay more or less together on the ground is of far greater interest than the thing conventionally composed in situ.”(27)

One last sign that may point away from l’accident is that in his early notes, composed either before or roughly concurrent with the three shatterings, Duchamp makes reference to “the 3 falls,” and repeatedly to “the 3 crashes.” Coincidentally, of the seven pieces which he made with or on panes of glass, three were “accidentally broken.” Coincidentally, in three Jarry novels, highly sexual activity is accompanied by cracking or shattering glass. Eventually the sheer number of coincidents seems to make a statement.

Duchamp never names a second person witness to any of the accidents. In the case of The 9 Malic Moulds, as mentioned, he was showing it to “somebody.” Regarding To Be Looked At With One Eye…, I have come across no description of the circumstances surrounding its breaking. And The Large Glass itself, we’re told, was discovered broken years after it was delivered to Katherine Dreier. Neither she nor anyone else is named as having been aware of the breakage when it occurred. Was the shattered glass of the two large panels mute as the heavy packing crate was carried from the truck and set down in Dreier’s storage space? Was she in attendance for the event? Was anyone there besides the truckers? Was an insurance company of the truckers or of Dreier or of the Museum ever notified?

Dreier is the one person identified by Duchamp in connection with any of the breaks. She was a “formidable woman who considered herself an artist,” and who was known for her “organizational skills.” She was to all appearances obsessed with Duchamp. She followed him to Buenos Aires in 1918 even though it is clear that they were never romantically involved.(28)Duchamp made the laborious repairs over a period of two months in her home in West Redding, Connecticut. Dreier has been described as a “demanding presence” for Duchamp during the entire thirty years of their acquaintance.(29) Nor was the connection left to die with her — she had named him executor to her will.

Perhaps Duchamp looked to Jarry’s works for ‘instructions,’ even to the point of breaking three thick plate glass pieces. Telling the world that The Large Glass and the others were broken accidentally would then be just another of his famous hoaxes. True, in all of art history we have never heard of an artist who secretly destroys major works, telling the public a story of accidents, all with the intention of laboriously repairing them. But then, we have never before had an artist who works on a major work for twenty years in total secrecy — the intricate Etant Donnés, with its moving parts, its artificial lighting, and its fifty page construction manual — while claiming publicly that he had completely stopped making art, leaving his survivors to deal with the complications of its posthumous debut. This was a man who thrived on secrets and who was obviously more interested in posterity’s decision than in the instant gratification most artists hunger for. “Wait for posterity,” was one of his mantras. Another was, “I found it amusing.” Conceivably the artist capable of the drawn out ruse of the Etant Donnés, with its awesome logistics, might have been just the artist capable of three sudden gestures — three falls — kept equally secret.(30)In the one case, it takes twenty years to construct one hidden piece; in the other, it takes seconds to destroy three public ones. It would be a neat inversion indeed.

* * *

AFTERWORD

In 1959 Duchamp agreed to be “a satrap” in the College of Pataphysics, the “Parisian band of zealots devoted to perpetuating (and often distorting) Jarry’s philosophical pranks.”(31)But, in spite of his having identified Jarry as one of his two “Gods,” by 1965 he had been fairly quiet about a Jarry connection for about forty-five years. In 1965, possibly inspired by mixed signals which the artist himself had periodically put on the record about Jarry, the Swiss art historian Serge Stauffer sent the question, “Was Alfred Jarry an influence?” Duchamp answered, “Not directly, only in an encouragement found in Jarry’s general attitude toward what passed for Literature in 1911.” Actually, Jarry had already been in his grave four years by 1911. That year may have come to Duchamp’s mind because it was the year in which Jarry’s influential Exploits and Opinions of Doctor Faustroll, Pataphysician was published posthumously. This was hailed by Apollinaire as “the publishing event of the year.” It is clear that back in 1914 Duchamp did not mind confiding to his notes, and to whomever might read them, his intense interest in Jarry. In his art-defining formula of that year, consisting of just four words, the most revealing word is Jarry’s coinage merdre, by then famous in the art world and beyond as marking the end of one era in the arts, and the beginning of another. It is the only one of the four words not found in the French dictionary, or in any other. The equation reads,

arrhe
art

=

merdre
merde

Arrhe est à art que merdre est à merde. In English it would be something like ‘Deposit is to art as shitte is to shit.’(32)

Even by 1918, he is still relaxed about the possibility of someone connecting the writer to himself. Tu m’ of that year is essentially an abstracted illustration of the pivotal scene in The Supermale where the racing five-man bicycle team reaches the fourth dimension, the turning point of the race. There is a Jarry sentence there that would work well as a caption for Tu m’, Duchamp’s last painting for a wall: “It was revolving on its own axis, corkscrewing through the air just above the ground in front of us, while a furious wind was sucking us toward its funnel.”(33)

Duchamp obviously came to reverse this openhandedness about Jarry. He may have decided that the connection was too good to broadcast. Or it may have been that admitting as an influence the same writer who was being increasingly lionized by the likes of Picasso, Dali, Ernst, Miró, Magritte (as well as by virtually all of the Futurists, Surrealists and Dadaists) would have been out of character for the secretive and independent person he was becoming. This reading is consistent with Robert Lebel’s recollection of a remark made by his friend, Marcel Duchamp: “In a shipwreck, it’s every man for himself.”

* * *

HE HAS NICE TEETH, HE PROBABLY ONLY CHEWS BROKEN GLASS AS A RULE…

…THE CHANDELIER SWAYED, THE PICTURE FRAMES TREMBLED, AND NEAR THE CEILING, A PANE OF GLASS VIBRATED.

…A FIST, CUIRASSED WITH RINGS BUT WHICH BLED NEVERTHELESS, SMASHED IN THE PANE.

SUDDENLY, NEAR THE CEILING, A WINDOW-PANE SHATTERED, AND THE GLASS SHOWERED DOWN ON THE RUG.

The Supermale

…THE GREAT MIRROR OF SIDON GLASS HAS SHATTERED ACROSS THE MOSAIC FLOOR…

Messalina

…THE SIX DISAPPEARED IN THE SMOKE OF THE GREAT LAMP, WHOSE GLASS WAS CRACKED. AND SCANDALIZED…THEY RUSHED TO THEIR CLOTHES, BAREFOOT ACROSS THE CRACKS.

Days and Nights


Notes

Footnote Return1. Calvin Tomkins, Duchamp (New York: Henry Holt and Co.), 73.

Footnote Return2. Duchamp in 1966 to Pierre Cabanne: Pierre Cabanne, Dialogues with Marcel Duchamp (New York: Viking Press, 1971).

Footnote Return3. Jarry’s “…a little water and sheaves of roses,” whose “perfume spreadthrough the stillness of the air,” would seem to connect with Duchamp’sperfume bottle labeled with a photograph of the artist as Rrose Sélavy[BELLE HALEINE, EAU DE VOILETTE — Beautiful Breath, Veil Water]of 1921. The title’s second word could remind us that the Supermaledreams of Ellen transformed into Helen of Troy (Hellene is French forGreek) during a post coitum animal triste. (P. 72). Haleine canalso be used in the phrase “Tenir en Haleine” (“to keepin working order” or in a working mood”). Ellenneeded to stay in the mood and in super working order for 82 consummationsin 24 hours. Rrose, who Duchamp once described as an old whore, withher calling card advertising herself as a specialist in “precision assand glass work” fits well with this good “working order” sense and alsowith the Greek part of the thesis, since anal intercourse is known as”the Greek way” in both English and French slang. A second meaning forvoilette is fall, so that EAU DE VOILETTE ties to water-fall,as in Duchamp’s title Given: 1. The Waterfall; 2. The IlluminatingGas, which in turn ties to the falling water on the Supermale’sestate. It is the power generated by this water, at the novel’s end,that supplies the voltage that electrocutes him as punishment for having”loved” Ellen.

Footnote Return4. Chapter Three, Book I.

Footnote Return5. Coincidentally, in Duchamp’s posthumously unveiled Etant Donnés,a nude woman, with her legs spread, holds high, almost dead center,a glass lamp. The lush painted backdrop could be either a paradise oran overly idyllic oasis.

Footnote Return6. Jarry introduces the novel with a quote from Juvenile’s Satires,writing of the historical Messalina, which may point to Jarry’s knowninterest in androgeny: “…she stayed till the end, always the lastto go, then trailed away sadly, still with a burning hard-on, retiringexhausted, yet still far from satisfied.”

Footnote Return7. Duchamp: “Taste is habit.” Cabanne, Dialogues With Marcel Duchamp.

Footnote Return8. His intent was to prove the viablity of his opening line, also the first words of the novel: “The Act of love is of no importance, since it can be performed indefinitely.” Again we think of Duchamp’s bride, “basically a motor,” “in perpetual motion.”

Footnote Return9. Duchamp’s notes tell of the Bride’s “intense desire for the orgasm.”

Footnote Return10. A more comprehensive account of this connection was published in an earlier essay. See William Anastasi, “Jarry in Duchamp,” New Art Examiner (October 1997).

Footnote Return11. Note that by implication the cheaper model is a ready-made item as well as a machine-wife.

Footnote Return12.Paul Matisse, Marcel Duchamp, Notes (Paris: Centre Georges Pompidou, 1980).

Footnote Return13. Jarry too seems to have had a soft spot for indifference. Here is an exchange between his characters Fear and Love:

Fear: Your clock has three hands. Why is that?

Love: Nothing could be more natural, nothing simpler. The first marks the hour, the second urges on the minutes, and the third, forever motionless, points to the eternity of my indifference.

From “Visits of Love,” Chapter VIII, Fear Visits Love (London: Atlas Press, 1993).

Footnote Return14. Published with Henri-Pierre Roche and Beatrice Wood.

Footnote Return15. Nobel laureate Octavio Paz connected Jarry’s later posthumously published novel to Duchamp with these remarks: “The best commentary on the Large Glass is Ethernites, the last book of the Gestes et opinions du Docteur Faustoll. A doubly penetrating commentatery because it was written before the work was even conceived.”

Footnote Return16. Duchamp’s relief Etant Donnés: la Chute d’Eau et le Gaz d’Eclairage , 1948-49, shows a nude figure with one leg lifted. The opening between the legs resembles a notch made by an axe rather more than it does an anatomically faithful vagina. The upper torso has an unquestionably female left breast, but a right one more to a male’s proportions.

Footnote Return17. Jarry’s sparse ouevre of paintings includes at least one that he signed “Ubu,” the name he gave to his best known invented character who served also as his notorious alter ego.

Footnote Return18. Anne d’Harnoncourt and Kynaston McShine, eds., Marcel Duchamp(Philadelphia: TheMuseum of Modern Art and Philadelphia Museum of Art, 1973).

Footnote Return19. As with the other famous breakages, we are given no named witness.

Footnote Return20. Consciously or otherwise, imagery from Jarry may have contributed to Duchamp’s story. At the climax of The Supermale, following the moment when Ellen asks for MORE after having withstood 82 rapid-fire consummations, the chapter ends with: “Suddenly, near the ceiling, a windowpane shattered, and the glass showered down on the rug.”

Footnote Return21.Corroboration can be found as well in the remarks of his friends. H.P. Roche: “I watch Normans like Duchamp carefully … I know that I can be had by him.” John Cage: “…he was a wonderful man, and I was very fond of him. But he did love secrets.” William Anastasi, Jarry, Joyce, Duchamp and Cage (Catalogue to the Vienna Biennale, 1973).

Footnote Return22. Ecke Bonk, Marcel Duchamp, The Box in the Valise (New York: Rizzoli Press, 1989), 200.

Footnote Return23. Ibid., 206.

Footnote Return24. Ibid., 247.

Footnote Return25. Schwarz, The Complete Works of Marcel Duchamp (London: Thames & Hudson, 1997), 146.

Footnote Return26. Cabanne, Dialogues With Marcel Duchamp, 65.

Footnote Return27. Dickran Tashjian, Henry Adams and Marcel Duchamp: Liminal Views of the Dynamo and the Virgin (speech at The Whitney Museum of American Art, 26 April 1976), 22.

Footnote Return28. Tomkins, Duchamp, 209.

Footnote Return29. Tomkins, Duchamp, 180.

Footnote Return30. In Duchamp’s notes for The Large Glass, there are mysterious allusions to an “instantaneous state of rest,” an “extra-rapid State
of Rest” and a “twinkle of the eye.”

Footnote Return31. Michel Sanouillet, “Marcel Duchamp and the French Intellectual Tradition,” in Marcel Duchamp (Philadelphia: The Museum of Modern Art and Philadelphia Museum of Art, 1973).

Footnote Return32. At the age of 72, looking back on his long career, Duchamp said, “Eroticism is a subject very dear to me…in fact, I thought the only excuse for doing anything was to introduce eroticism into life. Eroticism is close to life, closer to life than philosophy or anything like it; it’s an animal thing that has many facets and is pleasing to use, as you would use a tube of paint.” Given this outlook one can easily guess that his use of the word “arrhe” points more to the sexual than to any other place on the compass. From a primitive male point of view, a deposit of semen is the goal of each act of sexual intercourse. This could not have been overlooked by Duchamp, the punster responsible for “Have you already put the hilt of the foil in the quilt of the goil?” Therefore, one interpretation of his formula must be: “my way of saying fucking corresponds to everyone else’s way of saying art as Jarry’s way of saying shit corresponds to everyone else’s way of saying shit.” – or more succinctly: “My fucking is to your art as Jarry’s shit is to your shit.” See William Anastasi, “Jarry in Duchamp,” New Art Examiner (October 1997).

Footnote Return33.The Supermale, p 32. An analysis of this connection appears in William Anastasi, “Duchamp on the Jarry Road,” Artforum (September, 1991).

Fig.1~8 © 1999 Succession Marcel Duchamp, ARS, N.Y./ADAGP, Paris.




Afterthought: Ruminations on Duchamp and Walter Benjamin

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Portrait of Marcel Duchamp
Denise Bellon, Portrait of Marcel Duchamp, 1938.
Estate of Denise Bellon, Paris.
Walter Benjamin
Walter Benjamin in the Bibliothèque
Nationale, in Paris, Spring 1937(around the time he met Marcel Duchamp).Photograph by Gisèle Freud, reproduced in Momme Bodersen, “Walter Benjamin: A Biography” (Verso, 1996), p. 234.

The elaborate subtitle of my book on Marcel Duchamp — The Art of Making Art in the Age of Mechanical Reproduction — was a fairly obvious reference to the celebrated essay by Walter Benjamin, “The Work of Art in the Age of Mechanical Reproduction,” published in 1936. Not only had I intended this reference, but by having written “The Art of Making Art,” I wanted the repetition of words to emphasize the theme of reproduction, one that I felt was at the core of Duchamp’s work, while, at the same time, central to the subject of Benjamin’s essay. Logical though this approach may have seemed to me at the time, in retrospect, I now realize that it was somewhat misleading. To some, the title may have suggested that my book was heavily dependent on theory, which, in actual fact, could not be further from the truth. I consider myself a contextualist, that is to say, an art historian whose sole goal is to place the work of art in its proper context, within the artist’s oeuvre and that of his contemporaries, as well as — and perhaps even more importantly — within the larger framework of the social, economic and cultural climate from which it emerged (the latter factor being the main reason why I brought up the subject of Benjamin in the first place).(1)

Benjamin’s essay is — without doubt — the most penetrating analysis ever attempted to evaluate the effects of photography, film and the newest innovations within the print media — which he indicates are the most recent advancements in the art of mechanical reproduction — on the way in which society will come to envision the concept of originality in a work of art. He feels that these new forms of reproduction have created a sudden and undesirable break from the traditions of the past, a time-honored and respected hands-on approach to the making of art that had characterized its production from the very beginning. In emphasizing this particular point, a comparison with Duchamp’s approach to mechanical reproduction might appear — at face value — perfectly legitimate. The techniques he employed, particularly in preparing reproductions for his valise, were, for the most part, methods already developed for well over a century.(2) Duchamp had a special fascination for the technique of pochoir, for example, a stenciling process whereby every image reproduced was — for all intents and purposes — an original.

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The Box in a Valise
Figure 1.
From or by Marcel Duchamp or Rrose Sélavy (The Box in a Valise), 1941

 

Having said this, it is equally important to clarify the fact that the pochoir process is a means by which to eliminate the individuality of the artist, for if it was to be employed in any significant numbers (as was the case for the more than 300 copies of the valise; see Figure 1, then it was usually carried out by a battery of professionals who specialized in the application of this technique, craftsmen who carefully and systematically applied the colors in the fashion of an elaborate assembly line. For all intents and purposes, the process denies any possibility of expressiveness on the part of its maker, eliminating the “patte,” as Duchamp called it, or artist’s personal touch. From the years of his earliest mature works (ca. 1913-14), Duchamp maintained that he was devoted to “discredit[ing] the idea of the hand-made.”

In essence, he wanted to operate in the fashion of a machine, for he wished “to wipe out the idea of the original, which,” he later explained, “exists neither in music, nor in poetry: plenty of manuscripts are sold, but they are unimportant. Even in sculpture, the artist only contributes the final millimeter; the casts and the rest of the work are done by his assistants. In painting, we still have the cult of the original.”(3) In effect, then, Duchamp strove to eliminate the aura intrinsic to an original work of art, a position that certainly would have placed him in opposition to Benjamin, who — as a result of its mechanical replication — considered this particular aspect of art its most endangered feature.

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Figure 2.
Handcolored photograph of the ‘Large Glass’ incorporated in the limited edition of ‘Sur Marcel Duchamp’ by Robert Lebel, 1958. (inscribed lower right in white ink: MARCEL COLORIAVIT)

 

It is my contention that Duchamp used the pochoir process because he wanted his paintings to be reproduced in color and — at that point in time — color photography was simply not sufficiently developed to accurately record the subtle nuances of color and tonal gradations in a painting. During the summer of 1935, when Duchamp was gathering photographs for his valise, Walter Arensberg wrote to explain that “the truest color notation can be obtained from a black and white photograph hand colored by some specialist who does work for floral catalogues.”(4) Indeed, the hand-coloring process was one Duchamp would employ throughout his career, inscribing these works in Latin: “Marcel coloriavit,” (see Figure 2)to indicate that he had himself applied the color. Once the technique of color printing achieved the results he sought, however, he did not object to its usage; in the early 1960s, for example, he added twelve new printed color reproductions to his valise, images that he must have felt adequately reflected the paintings and sculptures they represented.

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Figure 3.
Nude Descending a Staircase, December 1937, pochoir-colored reproduction with attached postage stamp

The ultimate problem with my pairing of these two great thinkers (Duchamp and Benjamin) is that the profound implications of Benjamin’s writings are unintentionally obfuscated when we attempt to integrate them with Duchamp’s equally-profound concept of the readymade, of which, we can be reasonably safe in assuming, Benjamin had no knowledge. Although we now know that Duchamp and Benjamin met on at least one occasion (in a café in Paris a year after Benjamin’s essay had been published), it is doubtful that the readymade would have been one of the issues they discussed. The subject of reproduction may very well have come up, however, since Duchamp showed him a pochoir of his Nude Descending a Staircase (see Figure 3), which Benjamin noted, was “breathtakingly beautiful, maybe mention…”(5) It is tempting to speculate that Benjamin might have found this particular reproduction possessed with a quality (an aura) that he had only previously associated with original works of art. Could it have been — as I speculated in the introduction to my book — that in having written “maybe mention,” Benjamin might have intended to take this fact into consideration in a possible future revision of his essay on mechanical reproduction? This, of course, is a question that cannot be answered, for the essay was never revised, and Benjamin died three years later (fearing possible deportation, he committed suicide at the beginning of the war).

The issues Benjamin addresses in his essay are, admittedly, somewhat difficult to grasp, due in part to a circuitous method of reasoning that, in a relentless attempt to explicate every point he brings up, inevitably loses sight of its subject. The intellectual gymnastics are, nevertheless, a feat to behold, and well worth the process of engagement, although I am still convinced that the ultimate conclusion he draws — that the aura of a original work of art “withers” as a result of its reproduction — is inherently flawed. In a long footnote to my text, I refer readers to the opinions of Benjamin’s contemporaries and a number of subsequent writers who were critical of his theory. Unknown to me at the time, however, was an excellent analysis of Benjamin’s essay by Jacquelynn Baas, who not only challenges the wholesale acceptance of Benjamin’s theories by present-day critics, but in a careful reading of the text, she finds serious flaws with the theory itself. “The aura or perceived potency of presence of the art object is seemingly enhanced,” she concludes, “not diminished, in ‘the age of mechanical reproduction.'”(6)

This is precisely the conclusion I came to. Moreover, in spite of the theoretical shortcomings I have acknowledged, I remain convinced that if one reads Benjamin’s essay with Duchamp’s concept of the readymade in mind, the issues he addresses are contradicted throughout the text. But, again, we could argue that this is not what Benjamin had in mind. Yet there is no question that, in emphasizing various techniques of mechanical reproduction, Benjamin believed he had identified the source of a phenomenon that was then in the process of transforming the very nature of art. Indeed, his essay begins with a long quote from the writings of Paul Valéry (1871-1945), a French poet and essayist whose writings Benjamin greatly admired. “We must expect great innovations to transform the entire technique of the arts,” wrote Valéry, “thereby affecting artistic invention itself and perhaps even bringing about an amazing change in our very notion of art.” What contributed more to altering “our very notion of art” in this century, we might well ask, than the readymade, a concept that has revolutionized the very way in which we think about art and the art making process?

 


 

 

Notes

 

* Francis M. Naumann, Marcel Duchamp: The Art of Making Art in the Age of Mechanical Reproduction (Ghent: Ludion Press, 1999); distributed in the United States by Harry N. Abrams (French edition by Hazan, Paris; Dutch edition by Fonds Mercator, Antwerp)

 

Footnote Return1.The inspiration for this critique came from a review by Mark Daniel Cohen of two exhibitions that I organized to coincide with the release of my book: “Marcel Duchamp: The Art of Making Art in the Age of Mechanical Reproduction,” Achim Moeller Fine Arts, October 2, 1999 – January 15, 2000, and “Apropos of Marcel: The Art of Making Art After Duchamp in the Age of Mechanical Reproduction,” Curt Marcus Gallery, October 8 – 30, 1999 (Review, October 15, 1999, pp. 38-40). It should be noted that Cohen’s criticism was aimed at my exhibitions and not the book (which, at the time of his writing, he had not yet seen).

 

Footnote Return2.To give credit where credit is due, this point was first brought to my attention in 1991 by Jan Ceuleers, a Belgian writer with whom I discussed the approach I had planned for my book on Duchamp. It is with regret that I did not discuss this particular aspect of Duchamp’s work at greater length in my text, for it would have strengthened a rapport with Benjamin’s theories, thereby better justifying the subtitle I had chosen.

 

Footnote Return3. Otto Hahn, “Passport No. G255300,” Art and Artists (London), vol. I, no. 1 (July 1966), p. 10.

 

Footnote Return4.Walter Arensberg to Marcel Duchamp, September 1, 1935 (Duchamp Archives, Philadelphia Museum of Art); quoted in Naumann, Marcel Duchamp: The Art of Making Art, p. 127.

 

Footnote Return5. Duchamp’s meeting with Benjamin was noted in the latter’s diary and is cited in Ecke Bonk, “Delay Included,” in Joseph Cornell / Marcel Duchamp In Resonance, exh. cat., The Menil Collection and the Philadelphia Museum of Art (New York: D.A.P., 1998), p. 102. Although Duchamp and Benjamin met in the spring of 1937, the finished pochoir of the Nude Descending a Staircase is dated “December 1937.” The time discrepancy is probably a result of the fact that all of the pochoirs in the series had not yet been completed, and it is likely that Duchamp awaited their return before signing and dating the entire series.

 

Footnote Return6. Jacquelynn Baas, “Reconsidering Walter Benjamin: ‘The Age of Mechanical Reproduction’ in Retrospect,” in Gabriel P. Weisberg and Laurinda S. Dixon, eds., The Documented Image: Visions in Art History (Syracuse University Press, 1987), p. 346; I am grateful to Linda Henderson for having drawn this essay to my attention. For the footnote in my text, see p. 24, note 6.

 

Fig.1~3 © 1999 Succession Marcel Duchamp, ARS, N.Y./ADAGP,
Paris.

 




Boats and Deckchairs

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Deckchairs
Boats

The inception of the third millennium can boast an extended pedigree as a symbol for new beginnings. In a work written in 1884, the hero of science fiction’s most celebrated tale about expanding horizons contemplates his limited world at this crucial moment:

It was the last day of the 1999th year of our era… and I was … musing on the events of the past and the prospects of the coming year, the coming century, the coming Millennium… There I sat by my wife’s side, endeavoring to form a retrospect of the year 1999 and of the possibilities of the year 2000.

And as A Square took stock of his life in the two-dimensional universe of E.A. Abbott’s Flatland, a sphere from an incomprehensible world of higher dimensionality passed right through the plane of his entire existence, appearing first as a point, and then as a circle of initially expanding and subsequently diminishing radius — while A Square looked on in stunned awe and utter mystification. The sphere spoke to A Square: “I am indeed, in a certain sense a Circle, and a more perfect Circle than any in Flatland; but to speak more accurately, I am many Circles in one.” A Square then looked at his timepiece, and noted the maximally auspicious moment of the sphere’s passage: “The last sands had fallen. The third Millennium had begun.”

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Duck-rabbit
Figure 1.
duck-rabbit(1)

As a technique for the most concrete form of mind-stretching, the study of optical illusions surely matches the contemplation of dimensions beyond our sensory experience (or even our mental conceivability). Many classical illusions present alternatives in two dimensions — as in the duck-rabbit (Figure 1) or urn-faces of gestalt switching between figure and ground. T.S. Kuhn invoked this famous illusion as a primary metaphor to illustrate his central concept of paradigm shifting in The Structure of Scientific Revolutions (1962): “It is as elementary prototypes for these transformations of the scientist’s world that the familiar demonstrations of a switch in visual gestalt prove so suggestive. What were ducks in the scientist’s world before the revolution are rabbits afterwards.” Other illusions present alternatives in three dimensions — as in the famous Necker Cube, so effectively used by Richard Dawkins (in The Extended Phenotype, 1982) to argue for the compatibility of gene-centered and organism-centered views of natural selection. Dawkins writes:

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Necker Cube
Figure 2.
Necker Cube(2)

There is a well-known visual illusion called the Necker Cube (Figure 2). It consists of a line drawing which the brain interprets as a three-dimensional cube. But there are two possible orientations of the perceived cube, and both are equally compatible with the two-dimensional image on the paper. We usually begin by seeing one of the two orientations … After a few seconds the mental image flips back and it continues to alternate as long as we look at the picture. The point is that neither of the two perceptions of the cube is the correct or ‘true’ one. They are equally correct.

If these familiar illusions in our palpable worlds of two and three dimensions have furnished such useful images for contemplating the nature of major innovations in scientific thinking, consider what we might gain if we could join the two methodologies and create a representation for alternative states in a four dimensional world that we cannot draw and scarcely know how to conceive.

In fact, a stunning example of such a double whammy in mental extension (an optical illusion based on alternative states in four dimensional perspective) was constructed more than eighty years ago by one of the greatest artists of our century: Marcel Duchamp (1887-1968). He published the illusion in 1967 — as a puzzle on a piece of stiffened paper, resembling a postcard in size and shape, and containing an original painting on one side and a verbal explanation on the other. Nevertheless, his evident intention and brilliant realization have never been deciphered.

Many reasons for past failure may be cited. Some can be laid firmly at Duchamp’s door as the desired consequence of his own cryptic intentions. As the enfant terrible of Dada (in the usual interpretation of art historians) — the man who “embellished” a reproduction of the Mona Lisa with a beard and moustache and called the result “art”; the man who signed an ordinary urinal and placed the object on display as his own sculpture, entitled “Fountain,” at a famous art show — Duchamp never deigned to explain his artistic theories or intentions.

But equal or greater weight must be placed upon our own failure to ask the right questions, largely because we have operated under a false taxonomy of intellectual disciplines — one that drives a powerful but illusory wedge of maximal separation between art (viewed as an ineffably “creative” activity, based on personal idiosyncrasy and subject only to hermeneutical interpretation), and science (viewed as a universal and rational enterprise, based on factual affirmation and analytical coherence).

Duchamp ranks as an artist in this false dichotomy — and as a maddeningly cryptic member of his calling to boot. Thus, we have never asked the right questions because we have not recognized the serious and well informed treatment of scientific issues, ranging from optics to the mathematics of probability and dimensionality, pervading so much of Duchamp’s art — and illustrating, in a manner unmatched since Leonardo himself, the fundamental compatibility between these two great domains of human creativity. Many scholars have recognized and documented the numerous scientific allusions throughout Duchamp’s oeuvre, but have then assumed that Duchamp could never be regarded as an innovator of scientific concepts, if only because artists, in our stereotypical view, cannot develop sufficient expertise to understand such technical subjects. Duchamp’s playful or sarcastic allusions to science must therefore represent a grand sardonic joke, an extended reflection by a creative spirit upon the sterility of technological precision.

But several of the great iconoclasts who founded various movements in modern art at the beginning of the 20th century showed serious concern for contemporary science, particularly for concepts of non-Euclidean geometry and the fourth dimension — although they did not employ these ideas in more than a metaphorical, albeit enlightening, way. Duchamp, however, through a combination of general brilliance and rigorous education in the best traditions of French Cartesian schooling, developed a far deeper understanding of mathematics, verging on professional competence (at least for conceptual grasp, if not for manipulation of formulas). As my wife, Rhonda Roland Shearer, has demonstrated, Duchamp took particular interest in the work of the great mathematician Henri Poincaré, and much of his art represents a novel and systematic application of Poincaré’s views on the nature of time, space, causality, probability and even human creativity itself.

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The White Box
Figure 3.
verso of “postcard”(3)

In 1967, Duchamp published, in an edition of 150 copies, a box containing facsimile reproductions of 79 notes, mostly compiled in the years just before World War I, and largely devoted to scientific subjects relevant to his plans for his greatest artistic work, The Large Glass. Scholars have not appreciated the scientific depth of these notes, but the forthcoming work of Shearer with New York University physicist Richard Brandt has revealed the genuine and explicit mathematical innovation within Duchamp’s rigorous analysis of four dimensional representation.

In a note that has attracted some scholarly attention (Figure 3), Duchamp penned an apparently cryptic metaphor about the fourth dimension. The “official” English translation, done by artist Cleve Gray under Duchamp’s personal supervision, states:
Two ‘similar’ objects, i.e. of different dimensions but one being the replica of the other (like 2 deckchairs [chaises ‘transatlantiques’ in the more expressive original French], one large and one doll size) could be used to establish a 4-dimensional perspective — not by placing them in relative positions with respect to each other in space3 [three dimensional space] but simply by considering the optical illusions produced by the difference in their dimensions.

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 The White Box
Figure 4.
recto of “postcard” (4)

The reverse side of this note shows a fairly crude painting of three boats, depicted at varying distances from an observer based on clues provided by the enveloping landscape of trees, mountains and ponds (Figure 4). Since this naive little picture bears no evident relationship to Duchamp’s jottings on the reverse side, scholars have invariably assumed that Duchamp, following his usual procedure in writing important notes on the back of gas bills, beer coasters, etc., just used a scrap of paper immediately at hand when his muse struck.

For example, Duchamp scholar Francis Naumann states that many items in the White Box (the name of the 1967 publication) record “random notations… on a variety of topics, quickly jotted down on whatever writing surface happened to be available at the time. Several notes, for example, appear on gas bills dating from 1914, while others are written on the verso of postcards, photographs, advertisements, restaurant stationery, and other scraps of paper.” Naumann then explicitly placed the “deckchair” note in this category by claiming: “On the verso of a postcard, Duchamp also noted a possible means by which the fourth dimension could be visually established through a consideration of the optical illusion created by two deckchairs” — although neither Naumann, nor any other scholar, has ever tried to explain the actual nature of the illusion, presumably because they could not possibly decipher Duchamp’s note under the unquestioned assumption that the boats, as part of an irrelevant picture postcard, could be safely ignored as accidental and extraneous.

Duchamp’s object is not, in fact, a commercially produced postcard, but an original painting, almost surely by Duchamp himself, on a piece of paper presented, in his customary trickster’s way, in a humble guise that would keep its true nature invisible in plain sight. The reverse side (containing Duchamp’s note) also features a vertical line in the middle and four horizontal lines to the right, mimicking the address guides of a normal postcard. But these lines have been inked in by hand on this one-of-a-kind objet d’art. Why, then, did Duchamp draw lines at right angles to suggest the paraphernalia of a postcard? And why, more importantly, did he paint three boats on the picture side — and then write an apparently unrelated statement about deckchairs on the reverse?

The boats should have inspired at least a modicum of suspicion from the start. We assume, from conventional cues of perspective, that we see three boats of roughly the same length, but painted in different sizes to imply greater or lesser distance from an observer. The boats, on closer inspection, are a bit “funny” — but not sufficiently so to inspire much attention. Duchamp paints the visible part above the water in near bilateral symmetry with a supposed reflection in the water below. A yellowish (presumably metal) tip at the bow of each boat appears in such mirrored reflection, as does a human figure sitting upright in the middle of each boat. But what are we supposed to make of the rumpled gray material at the stern of each boat? A furled sail (but where, then, is the mast, and why does a little rowboat carry such a sail)? Or perhaps some blankets stored behind the human figure (but why as such a large and topheavy cargo)?

Serious attention to two common themes in Duchamp’s output neatly solves all these problems. First, as already stated, Duchamp delighted in concealing important statements (often on scientific themes) by depicting his original works as everyday commercial objects available in thousands of copies at ordinary stores. (In a subject for another time, Shearer has also discovered that none of Duchamp’s famous “readymades” really represent, as he claimed, factory-made objects signed by the artist, but otherwise unaltered, and thus reconfigured as art.)

Second, as scholars have documented in detail, and as the artist himself frequently noted with relish, Duchamp constantly played with the theme of 90 degree rotations in his art (see the accompanying 1965 photograph of Duchamp’s face seen simultaneously in profile and full view). Several motives underlie this preoccupation, ranging from an immediate and visceral delight in showing that visual “certainties” can often be discombobulated and reoriented by such a simple change, to the more abstract and technical reason that we represent an added mathematical dimension by an axis drawn at right angles (90 degrees) to all other axes — and that a right angle rotation therefore denotes (at least metaphorically) a view in a new dimension.

Shearer and I suspect, but cannot prove, that Duchamp had two motivations, one “sneaky” and the other quite overt (if we chose to see), for drawing those horizontal and vertical lines on the back of his boat painting: first, to fool us into regarding the work as a postcard; and second, to tell us, at the same time, that we must rotate the picture by 90 degrees to see both orientations of the optical illusion described in the note written over these orthogonal lines: one picture (the boats) in horizontal orientation — and another, representing the key to the whole work, by a 90 degree rotation into a vertical position.

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Figure 5.
recto of “postcard” turned 90 degrees(5)

Rhonda Shearer discovered this vertical key one evening as we indulged in our favorite pastime of playing mental chess with Duchampian puzzles. She turned the boats by the prescribed Duchampian 90 degrees (Figure 5) and we could only laugh at the gorgeous simplicity thus revealed, but so artfully, so craftfully (and craftily) hidden in plain sight. The three boats, seen entirely from the side as objects of similar size, but painted large or small to indicate relative distance from an observer in the inferred third dimension, become deckchairs, seen from above (in a bird’s eye view looking down), and necessarily interpreted as large or small (“large” and “doll size” in Duchamp’s words) because the picture, in vertical orientation, becomes entirely flat and two-dimensional when we lose the perspective cues (of pond and trees) needed to infer a third dimension of depth from a flat painting.

Now we can finally understand why the boats look a bit “funny” in the horizontal view: Duchamp included the odd features to make a plausible deckchair in 90 degree rotation! The metal tip at the boat’s bow becomes the wooden rod of the chair, projecting above the cloth seat and backing. The man in the boat becomes the arm of the chair, while the furled sails (or whatever we take the paraphernalia on the stern of the boat to represent) become the blanket to cover our legs on the windy deck of the Queen Mary.

In short, by a simple rotation of 90 degrees, a group of boats, seen entirely from the side and represented as near and far in three dimensions, becomes a group of deckchairs, seen entirely from the top and represented as big and little in two dimensions.

Cute, even clever — but what’s the point beyond some visceral amusement produced by imposing one man’s artistic dexterity upon everybody’s perceptual foibles? How, in particular, does this bit of colored frippery illuminate Duchamp’s statement that he had invented a new form of representation “to establish a four dimensional perspective” — a view into a higher world imbued with spatial freedom that we cannot “see” in our surrounding three dimensional universe of height, width and depth? Should we actually take Duchamp seriously and literally, or is he just screwing around again, using some highfalutin’ scientific language to inflate a jest, and to poke further fun at mathematical claims about grand and universal abstraction?

Let us give the artist some benefit of doubt, some credit for his acknowledged brilliance, by taking him seriously and assuming that we really do need to enter a 4-D space if we wish to perceive Duchamp’s weird 3-D “hybrid” object all at once — his amalgam of boats-near-and-far-seen-entirely-from-the-side and deckchairs-big-and-little-seen-entirely-from-the-top. We cannot see an object from two completely orthogonal (right-angled) vantage points at the same time in our everyday perceptual world of three dimensions. For such simultaneous viewing, we would need to observe two adjacent faces of a single cube at the same time — while looking at each of them absolutely face on! (We can see both faces of a cube at the same time if we observe them at an angle, say by looking straight at the edge between the faces and then viewing each face at a slope of 45 degrees from our line of sight. But, in our world of three dimensions, we cannot see an object entirely from the side and entirely from above at the same time.)

So how can we regard Duchamp’s hybrid boat-deckchair as a single coherent image in 4-D space? Duchamp’s own answer turns out to be formally correct: we can only see a three-dimensional object entirely from the side and entirely from above at the same time if we make our observations from the fourth dimension. Moreover, in unscrambling this paradox for us, Duchamp has provided a remarkable insight into this perennially fascinating and frustrating topic of higher dimensional worlds that we can conceptualize reasonably well, and characterize rigorously in mathematical terms — but that we cannot possibly “see” directly because we live in a universe where immediate perception only extends into three dimensions.

Hardly any subject exceeds the fourth dimension both in public fascination and in difficulty of conceptualization — hence our long pedagogic struggle to develop devices that can work as explanatory aids. No technique has ever bettered the classical route of making analogies from the transition between two and three dimensions, which we can grasp easily from direct experience, to the passage between three and four dimensions, where we have no direct experience at all. Flatland, written by the English cleric E.A. Abbott in 1884, remains the most effective and beloved classic in this genre. Let us therefore return to this standard source as we try to explicate Duchamp’s four-dimensional illusion.

When the Sphere visits Flatland right at the auspicious moment of transition into the third millennium at the inception of year 2000, he first tries to teach A Square about the third dimension by verbal argument. But A Square cannot comprehend such an expanded universe of higher dimensionality, so the Sphere tears him from the plane of Flatland and treats him to a view of his entire universe from “above” (a dimension previously inconceivable to A Square). Of course, A Square has learned the shapes of buildings and compatriots in his two-dimensional world, but he could only resolve these forms by laboriously working his way around their perimeters and measuring the sides and angles. However, from his new vantage point above his old world, A Square can see the entire form of each Flatland object all at once — a wondrously new vision that he can only conceive and express as seeing the “invisible inside” of things in one grand, full and instantaneous view.

But when A Square returns to Flatland, he discovers that he cannot convey his newfound knowledge to his countrymen, who persistently fail to conceive this expanded modality of sight. A Square tries various pedagogic devices, including metaphors about unobstructed views of totalities all at once (whereas his compatriots “know” perfectly well that one can only see part of an object’s periphery from any single vantage point in Flatland), and a motto — “Upward, not Northward” — that he intones to remind himself of a miraculous insight that may fade from concept and memory in his renewed confinement to Flatland.

Abbott hoped that we might understand the invisible fourth dimension by making a strict analogy to A Square’s abrupt “promotion” from two into three dimensions. Flatland remains one of the great classics of science fiction and mathematical pedagogy, but I think that Abbott made a tactical error in his explicit choice of analogies. Abbott stresses A Square’s struggle to verbalize his new and instantaneous view of each Flatland object, a miraculous novelty that A Square can only manage to describe as an ability to see into the “interior” of objects from a mysterious new vantage point called “above” (“upward, not northward”). By strict analogy, we should then try to conceptualize the fourth dimension as a place outside our ordinary space, from which we might peer into the interior of our bodies.

When I first read Flatland as a teenager, I became enthralled with this prospect, and I spent years trying to work through the analogy in an overly literal way — to no avail. But A Square’s best verbalization only represents a limit imposed by his customary perception, not an optimal way to express the promotion from three to four dimensions. I believe that Abbott’s pedagogical aims would have been better served if he had focused upon a different aspect of A Square’s enlarged vision from above the plane of Flatland — an aspect that translates into a better (and technically more accurate) analogy for moving from three to four dimensions. A Square not only sees the “inside” of Flatland objects from his new dimension. He also, and with just as much novelty, sees the entirety of Flatland objects all at once — whereas, in the conventional and limited plane of Flatland, he can only grasp this totally in time, by moving laboriously around the periphery of each object. And this ability to see an entirety all at once, rather than bit-by-bit in extended time — far more than A Square’s limited and idiosyncratic expression of his discovery as a new vision into the “inside” of objects — provides the key that can unlock the nature of a transition from our familiar three dimensional world into a rich but imperceptible domain of four dimensions, a world as foreign to our experience as the undescribable “above” to the citizens of Flatland.

Thus, to make the most fruitful analogy, we should say that, just as A Square could see the totality of two dimensional objects all at once from a third dimension above, so might we, from a fourth dimension outside the confines of our familiar three dimensional space, be able to see the entire surface of a three-dimensional object all at once. And this vision of “totality all at once” captures the aspect of four dimensional perspective that Duchamp so brilliantly tried to convey in his illusion of boats and deckchairs. We cannot see an entire cube from any single point of sight in three directions. Rather, we must move our eye around the cube in time, and then mentally integrate the full object by piecing together a set of partial visions. But, if we could look down upon a cube from a fourth dimension at right angles to each of the cube’s three dimensions, we would be able to see all six faces, all at once.

To emphasize this crucial point in at least a semitechnical way: We represent traditional three-dimensional space on three “mutually orthogonal” axes — that is, on three lines intersecting at a point, with each line perpendicular to each of the other two. If we place our eye along any of these axes, we will see a full view of the other two axes face on — and these two axes will define a plane in the next lower two-dimensional space. For example, when we look directly down one axis of a cube from above, we obtain a full view of the face of the cube defined by the other two axes crossing at right angles to form the plane of this face. Similarly and by extension (following the “Flatland” method of arguing by analogy), if we could (as we can’t in the world we know) draw an additional axis at right angles to each of the three axes of a conventional cube in 3-D space, and if we could then look down upon the cube from a vantage point right along this fourth axis, we would see the entire surface of the 3-D cube all at once (just as we see an entire 2-D face of the cube along a third axis perpendicular to these two). In other words, in a 4-D world, we wouldn’t need to spend time moving our eye all around the cube in order to see all parts of its surface (as we must do in our 3-D world). Rather, we would see the full surface of the cube all at once from the fourth dimension — not through the dark glass of a lower order of observation, but truly face to face.

Click to enlarge
Marcel Duchamp
Figure 6.
Marcel Duchamp(6)

We can now “cash out” Duchamp’s brilliant insight about 4-D representation (while, at the same time, understanding his fascination with both the reality and the metaphorical meaning of rotations by 90 degrees — (Figure 6). Duchamp wants us to regard the boats and deckchairs as two alternative views of a single image (like the duck-rabbit in 2-D). But we cannot do so in our 3-D world because we cannot see both views at once. That is, the picture will not flip from one state to the other from any single point of sight because we can only access the two views sequentially in time, by rotating the object 90 degrees and then seeing deckchairs in the previous boats.

But, in a 4-D world, we could see both versions of the single “hybrid” 3-D object at the same time (as boats-entirely-from-the-side and deckchairs-entirely-from-the-top). To grasp the paradox, consider the boat view and the deckchair view as residing on two adjacent faces of a cube. When we look at either face straight on (that is, entirely from the side or entirely from above), we cannot see the other face at all in our 3-D world. But we can see both faces simultaneously, and each straight on, along the added axis of a 4-D representation.

Click to enlarge
White Box Note, 1914-23
Figure 7.
note(7)

Duchamp then devises a wonderful analogy between this almost inconceivable prospect of seeing an entire 3-D object all at once, and something we can easily achieve with our analogous sensation of touch. Suppose we hold a small penknife firmly in one hand. We can touch the knife’s outer surface at all points simultaneously, and we can reconstruct the form of the object from these sensations — even though we cannot see all parts of the knife’s surface simultaneously from any single vantage point in a 3-D world. Now, Duchamp suggests, suppose we regard our simultaneous touch in 3-D as analogous to the possibility of simultaneous sight in 4-D. Then we will understand how we might “see” the entire surface of a 3-D object all at once. In another of his White Box notes, Duchamp writes: “The 3 dimensional vision of a plane P. corresponds in the continuum to a 4 dimensional grasp of which one can get an idea by holding a penknife clasped in one’s fist, for example.”(Figure 7)

Click to enlarge
White Box Note, 1914-23
Figure 8.
note(8)

Duchamp clarifies the meaning of this note with two sketches. If one tries to see an entire object within a space of the same dimensionality as the object itself, one cannot do so all at once, but must move around the object, taking and integrating different views in sequence. Duchamp follows the Flatland procedure of 2-D analogy by writing in another White Box note:

“When I represent a 3-D space by means of a 3-D sphere (or a 3-D cube) I am comparable to a flat individual A who sees the section of a drawn plane P. The individual A can move to A1. He measures, while moving, the 4 sides if the quadrangle but at each stop he sees a projection of the quadrangle on an imaginary axis perpendicular to his visual ray.” (Figure 8) But if, as the second sketch shows, the 2-D observer can move into a third dimension above, then he can see the plane P all at once. Similarly, one can see the entire surface of a 3-D cube all at once from the 4th dimension, just as one can feel the entire surface of a penknife simultaneously.

Several other White Box notes reinforce this interpretation of the boat-deckchair hybrid as a representation in four dimensions, with the alternative states as different 3-D views that cannot be seen simultaneously in our 3-D world. Duchamp begins by posing the classic conundrum: “What is the meaning of this word 4th dimension since it does not have either tactile or sensorial correspondence as do the 1st, the 2nd, the 3rd dimension.”

Duchamp then gives a wonderfully concise and generalized description of the boat-deckchair: “From the 2-dimensional perspective giving the appearance of the 3-dimensional continuum, construct a 3-dimensional (or perhaps a 2-dimensional perspective) of this 4-dimensional continuum.” This note sounds cryptic, but concrete translation into the boat-deckchair example resolves both meaning and intent: consider the boat and deckchair views as 2-D paintings that, at least for the boats (given the included cues for perspective), depict a world in 3-D. But both views really represent two aspects of a “hybrid” 3-D object seen simultaneously in 4-D space. We can now finally grasp what Duchamp meant when he wrote, on the back of the boat “pseudopostcard” (as quoted earlier in this essay): ” . . . to establish a 4-dimensional perspective — not by placing them in relative positions with respect to each other in space³ but simply by considering the optical illusions produced by the difference in their dimensions.”

We also know that Duchamp invoked the example of a 3-D cube to express the simultaneous view of an entire 3-D object in 4-D space — thus representing the boat-deckchair duality as two views on two adjacent faces of a cube, both visible at the same time in 4-D. Duchamp describes this simultaneous sight of the entire cube, again making an analogy to simultaneous touch of the penknife in 3-D (I love his phrase “circum-hyperhypo-embraced” — that is, “grasped all around at once, both above and below”): 3-D perspective starts in an initial frontal plane without deformation. 4-D perspective will have a cube or 3-D medium as a starting point which will not cause deformation, i.e. in which the 3-D object is seen circum-hyperhypo-embraced (as if grasped with the hand and not seen with the eyes).

Finally, Duchamp explicitly notes that, in 4-D space, two intersecting planes (the boats and the deckchairs on two adjacent faces of a cube) can be seen at once along an axis in the higher dimension: “2 intersecting planes do not determine a space — they merge along a plane perpendicular to their common intersecting line.”

Popular books on the 4th dimension often try to depict this additional factor as time, while treating the three dimensions of our everyday world as space. This common formulation expresses Duchamp’s observation that, in ordinary 3-D space, one can only “see” the entirety of an object through time — because one must move one’s eye sequentially around a 3-D object to grasp the full form that can’t be perceived all at once. But we can express both the paradox and the reality of the 4th dimension in a more interesting (and also mathematically accurate) manner when we represent the added dimension spatially — as a fourth axis (albeit undrawable in our surrounding 3-D world) at right angles to each of our three everyday spatial axes, and therefore imbued with the wondrous property of offering a simultaneous view of entire 3-D objects — if only we could leave our 3-D world and, like A Square above the plane of Flatland, gaze upon our known universe from outside.

Such a prospect must stand as the most exciting symbol, and the most thrilling potential realization (if we could ever find the exit from our 3-D prison), for the grandest goal, the summum bonum, of our mental lives and dreams — transcendence to a higher and genuine (not a fuzzily metaphorical) view of reality. Duchamp’s 4-D boat-deckchair therefore embodies both our fondest dreams and our deepest intellectual struggles in a perfectly lovely and humble item of four dimensional concrete.

But the eurekas of millennial transitions to higher dimensions of insight pose as many present dangers as potential rewards. A Square, Abbott’s hero of the year 2000, ends up in prison, condemned as a dangerous radical who, like Socrates, might corrupt the youth if allowed to roam free and preach “the gospel of three dimension.” As Duchamp reminds us more gently, and with sophisticated and cryptic humor, we also live within a maze of conceptual prisons that might hold us even more tightly because we do not perceive the walls. But if we could find the entrance to an expanded world where boats and deckchairs fuse into one point of sight, then these walls might also enter our field of vision — and we might greet this insight with a bellow of joy exceeding the vocal power of Joshua’s entire army, as they shouted and trumpeted so many years ago at Jericho, when the walls came a-tumbling down!(9)

This essay has been published simultaneously in the December 1999 issue of Natural History Magazine 10, vol. 10 (December 1999 / January 2000), pp.32-44.


Notes

Footnote Return 1.from: J.R. Block and Harold E. Yucker, Can You Believe Your Eyes?, New York: Gardner, 1989, p. 16, fig. 2.2

Footnote Return 2.from: J.R. Block and Harold E. Yucker, Can You Believe Your Eyes?, New
York: Gardner, 1989, p. 16, fig. 2.2

Footnote Return 3.from: Marcel Duchamp, A l’Infinitif (The White Box), New York: Cordier
& Ekstrom, 1967 [plexiglass box of 79 facsimile notes (translated by Cleve Gray) concerning The Large Glass; signed and numbered edition of 150]

Footnote Return 4. from: Marcel Duchamp, A l’Infinitif (The White Box), New York: Cordier & Ekstrom, 1967 [plexiglass box of 79 facsimile notes (translated by Cleve Gray) concerning The Large Glass; signed and numbered edition of 150]

Footnote Return 5. from: Marcel Duchamp, A l’Infinitif (The White Box), New York: Cordier & Ekstrom, 1967 [plexiglass box of 79 facsimile notes (translated by Cleve Gray) concerning The Large Glass; signed and numbered edition of 150]

Footnote Return 6. cover of Robert Lebel’s Marcel Duchamp, Paris: Trianon, 1959 (first monograph and catalogue raisonné of the artist); photograph by Victor Obsatz
Footnote Return

7. from: Marcel Duchamp, A l’Infinitif (The White Box), New York: Cordier & Ekstrom, 1967 [plexiglass box of 79 facsimile notes (translated by Cleve Gray) concerning The Large Glass; signed and numbered edition of 150]

Footnote Return 8. from: Marcel Duchamp, A l’Infinitif (The White Box), New York: Cordier & Ekstrom, 1967 [plexiglass box of 79 facsimile notes (translated by Cleve Gray) concerning The Large Glass; signed and numbered edition of 150]

Footnote Return 9.My wife and I wrote this essay for the millennial issue (December 1999-January 2000) of Natural History. In treating this grandest temporal passage in all our lives, I wanted to follow the essayist’s fundamental principle of using a particular example to illustrate a broad generality — in this case the nature and overarching value of expanded mental horizons — that no one but an arrogant fool would attack head on. (An explicit essay about “the nature of truth” merits only our instant and a priori ridicule). Duchamp’s brilliant and entirely misunderstood four-dimensional perspective illusion of boats and deckchairs works well as such a concrete illustration, especially since I could amalgamate his story with the best fictional invocation, written more than a century ago in 1884, of the forecoming (and now passing) 1999-2000 millennial transition as a symbol for the possibility (and both the difficulty and danger, for the hero of this tale ends up scorned and in prison) of discovering fundamentally new dimensions in human and scientific understanding. Incidentally, I have stated that I will end this series of essays at the Millennium (right on number 300, with never a month missed since 1974, and following the admirable DiMaggio-Jordan principle of quitting while ahead). Please don’t regard the forthcoming and final year of these essays as a retreat from this pledge, analogous to the almost comical image of a diva’s multiple “farewell” tours. As I discussed at length in my book Questioning the Millennium, perfectly good defenses can be advanced for either a 2000 or a 2001 beginning for the 3rd millennium. I happen to maintain a slight preference for 2000 (as did the good Reverend E.A. Abbot in 1884), while acknowledging that both positions enjoy undeniable merit as consequences of arbitrary human decisions that cannot be validated, or disconfirmed, by scientific knowledge. Nonetheless, as a practical point, I will write until January 2001 (as I always had intended) — because it would be such a shame to make a big fuss about quitting at the millennium, only to face the possibility that partisans of 2001 will triumph in the public debate — and that posterity will judge me as falling short, just before the finish line. I have always followed my grandfather’s rules for a successful life: Hedge your bets and never draw to an inside straight. You will have me to kick around only for one more year.

Fig.3~8 © 1999 Succession Marcel Duchamp, ARS, N.Y./ADAGP, Paris.